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The Frontier in American History
by Frederick Jackson Turner
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In the southern and middle counties of the State, the original settlement of the native American pioneer farmer, a tendency is showing itself to divide the farms and to sell to thrifty Germans, or to cultivate the soil by tenants, while the farmer retires to live in the neighboring village, and perhaps to organize creameries and develop a dairy business. The result is that a replacement of nationalities is in progress. Townships and even counties once dominated by the native American farmers of New York extraction are now possessed by Germans or other European nationalities. Large portions of the retail trades of the towns are also passing into German hands, while the native element seeks the cities, the professions, or mercantile enterprises of larger character. The non-native element shows distinct tendencies to dwell in groups. One of the most striking illustrations of this fact is the community of New Glarus, in Wisconsin, formed by a carefully organized migration from Glarus in Switzerland, aided by the canton itself. For some years this community was a miniature Swiss canton in social organization and customs, but of late it has become increasingly assimilated to the American type, and has left an impress by transforming the county in which it is from a grain-raising to a dairy region.

From Milwaukee as a center, the influence of the Germans upon the social customs and ideals of Wisconsin has been marked. Milwaukee has many of the aspects of a German city, and has furnished a stronghold of resistance to native American efforts to enact rigid temperance legislation, laws regulative of parochial schools, and similar attempts to bend the German type to the social ideas of the pioneer American stock. In the last presidential election, the German area of the State deserted the Democratic party, and its opposition to free silver was a decisive factor in the overwhelming victory of the Republicans in Wisconsin. With all the evidence of the persistence of the influence of this nationality, it is nevertheless clear that each decade marks an increased assimilation and homogeneity in the State; but the result is a compromise, and not a conquest by either element.

The States of the Old Northwest gave to McKinley a plurality of over 367,000 out of a total vote of about 3,734,000. New England and the Middle States together gave him a plurality of 979,000 in about the same vote, while the farther West gave to Bryan a decisive net plurality. It thus appears that the Old Northwest occupied the position of a political middle region between East and West. The significance of this position is manifest when it is recalled that this section is the child of the East and the mother of the Populistic West.

The occupation of the Western prairies was determined by forces similar to those which settled the Old Northwest. In the decade before the war, Minnesota succeeded to the place held by Wisconsin as the Mecca of settlers in the prior decade. To Wisconsin and New York she owes the largest proportion of her native settlers born outside of the State. Kansas and Nebraska were settled most rapidly in the decade following the war, and had a large proportion of soldiers in their American immigrants. Illinois and Ohio together furnished about one-third of the native settlers of these States, but the element coming from Southern States was stronger in Kansas than in Nebraska. Both these States have an exceptionally large proportion of native whites as compared with their neighbors among the prairie States. Kansas, for example, has about twenty-six per cent of persons of foreign parentage, while Nebraska has about forty-two, Iowa forty-three, South Dakota sixty, Wisconsin seventy-three, Minnesota seventy-five, and North Dakota seventy-nine. North Dakota's development was greatest in the decade prior to 1890. Her native stock came in largest numbers from Wisconsin, with New York, Minnesota, and Iowa next in order. The growth of South Dakota occupied the two decades prior to the census of 1890, and she has recruited her native element from Wisconsin, Iowa, Illinois, and New York.

In consequence of the large migration from the States of the Old Northwest to the virgin soils of these prairie States many counties in the parent States show a considerable decline in growth in the decade before 1890. There is significance in the fact that, with the exception of Iowa, these prairie States, the colonies of the Old Northwest, gave Bryan votes in the election of 1896 in the ratio of their proportion of persons of native parentage. North Dakota, with the heaviest foreign element, was carried for McKinley, while South Dakota, with a much smaller foreign vote, went for Bryan. Kansas and Nebraska rank with Ohio in their native percentage, and they were the center of prairie Populism. Of course, there were other important local economic and political explanations for this ratio, but it seems to have a basis of real meaning. Certain it is that the leaders of the silver movement came from the native element furnished by the Old Northwest. The original Populists in the Kansas legislature of 1891 were born in different States as follows: in Ohio, twelve; Indiana, six; Illinois, five; New York, four; Pennsylvania, two; Connecticut, Vermont, and Maine, one each,—making a total, for the Northern current, of thirty-two. Of the remaining eighteen, thirteen were from the South, and one each from Kansas, Missouri, California, England and Ireland. Nearly all were Methodists and former Republicans.[238:1]

Looking at the silver movement more largely, we find that of the Kansas delegation in the Fifty-fourth Congress, one was born in Kansas, and the rest in Indiana, Illinois, Ohio, Pennsylvania, West Virginia, and Maine. All of the Nebraska delegation in the House came from the Old Northwest or from Iowa. The biographies of the two Representatives from the State of Washington tell an interesting story. These men came as children to the pine woods of Wisconsin, took up public lands, and worked on the farm and in the pineries. One passed on to a homestead in Nebraska before settling in Washington. Thus they kept one stage ahead of the social transformations of the West. This is the usual training of the Western politicians. If the reader would see a picture of the representative Kansas Populist, let him examine the family portraits of the Ohio farmer in the middle of this century.

In a word, the Populist is the American farmer who has kept in advance of the economic and social transformations that have overtaken those who remained behind. While, doubtless, investigation into the ancestry of the Populists and "silver men" who came to the prairies from the Old Northwest would show a large proportion of Southern origin, yet the center of discontent seems to have been among the men of the New England and New York current. If New England looks with care at these men, she may recognize in them the familiar lineaments of the embattled farmers who fired the shot heard round the world. The continuous advance of this pioneer stock from New England has preserved for us the older type of the pioneer of frontier New England.

I do not overlook the transforming influences of the wilderness on this stock ever since it left the earlier frontier to follow up the valleys of western Connecticut, Massachusetts, and Vermont, into western New York, into Ohio, into Iowa, and out to the arid plains of western Kansas and Nebraska; nor do I overlook the peculiar industrial conditions of the prairie States. But I desire to insist upon the other truth, also, that these westward immigrants, keeping for generations in advance of the transforming industrial and social forces that have wrought so vast a revolution in the older regions of the East which they left, could not but preserve important aspects of the older farmer type. In the arid West these pioneers have halted and have turned to perceive an altered nation and changed social ideals. They see the sharp contrast between their traditional idea of America, as the land of opportunity, the land of the self-made man, free from class distinctions and from the power of wealth, and the existing America, so unlike the earlier ideal. If we follow back the line of march of the Puritan farmer, we shall see how responsive he has always been to isms, and how persistently he has resisted encroachments on his ideals of individual opportunity and democracy. He is the prophet of the "higher law" in Kansas before the Civil War. He is the Prohibitionist of Iowa and Wisconsin, crying out against German customs as an invasion of his traditional ideals. He is the Granger of Wisconsin, passing restrictive railroad legislation. He is the Abolitionist, the Anti-mason, the Millerite, the Woman Suffragist, the Spiritualist, the Mormon, of Western New York. Follow him to his New England home in the turbulent days of Shays' rebellion, paper money, stay and tender laws, and land banks. The radicals among these New England farmers hated lawyers and capitalists. "I would not trust them," said Abraham White, in the ratification convention of Massachusetts, in 1788, "though every one of them should be a Moses." "These lawyers," cried Amos Singletary, "and men of learning and moneyed men that talk so finely and gloss over matters so smoothly to make us poor illiterate people swallow the pill, expect to get into Congress themselves! They mean to get all the money into their hands, and then they will swallow up all us little folk, like the Leviathan, Mr. President; yea, just as the whale swallowed up Jonah."

If the voice of Mary Ellen Lease sounds raucous to the New England man to-day, while it is sweet music in the ears of the Kansas farmer, let him ponder the utterances of these frontier farmers in the days of the Revolution; and if he is still doubtful of this spiritual kinship, let him read the words of the levelers and sectaries of Cromwell's army.

The story of the political leaders who remained in the place of their birth and shared its economic changes differs from the story of those who by moving to the West continued on a new area the old social type. In the throng of Scotch-Irish pioneers that entered the uplands of the Carolinas in the second quarter of the eighteenth century were the ancestors of Calhoun and of Andrew Jackson. Remaining in this region, Calhoun shared the transformations of the South Carolina interior. He saw it change from the area of the pioneer farmers to an area of great planters raising cotton by slave labor. This explains the transformation of the nationalist and protectionist Calhoun of 1816 into the state-sovereignty and free-trade Calhoun. Jackson, on the other hand, left the region while it was still a frontier, shared the frontier life of Tennessee, and reflected the democracy and nationalism of his people. Henry Clay lived long enough in the kindred State of Kentucky to see it pass from a frontier to a settled community, and his views on slavery reflected the transitional history of that State. Lincoln, on the other hand, born in Kentucky in 1809, while the State was still under frontier conditions, migrated in 1816 to Indiana, and in 1830 to Illinois. The pioneer influences of his community did much to shape his life, and the development of the raw frontiersman into the statesman was not unlike the development of his own State. Political leaders who experienced the later growth of the Northwest, like Garfield, Hayes, Harrison, and McKinley, show clearly the continued transformations of the section. But in the days when the Northwest was still in the gristle, she sent her sons into the newer West to continue the views of life and the policies of the half-frontier region they had left.

To-day, the Northwest, standing between her ancestral connections in the East and her children in the West, partly like the East, partly like the West, finds herself in a position strangely like that in the days of the slavery struggle, when her origins presented to her a "divided duty." But these issues are not with the same imperious "Which?" as was the issue of freedom or slavery.

Looking at the Northwest as a whole, one sees, in the character of its industries and in the elements of its population, it is identified on the east with the zone of States including the middle region and New England. Cotton culture and the negro make a clear line of division between the Old Northwest and the South. And yet in important historical ideals—in the process of expansion, in the persistence of agricultural interests, in impulsiveness, in imperialistic ways of looking at the American destiny, in hero-worship, in the newness of its present social structure—the Old Northwest has much in common with the South and the Far West.

Behind her is the old pioneer past of simple democratic conditions, and freedom of opportunity for all men. Before her is a superb industrial development, the brilliancy of success as evinced in a vast population, aggregate wealth, and sectional power.

FOOTNOTES:

[222:1] Atlantic Monthly, April, 1897. Published by permission.

[238:1] For this information I am indebted to Professor F. W. Blackmar, of the University of Kansas.



IX

CONTRIBUTIONS OF THE WEST TO AMERICAN DEMOCRACY[243:1]

Political thought in the period of the French Revolution tended to treat democracy as an absolute system applicable to all times and to all peoples, a system that was to be created by the act of the people themselves on philosophical principles. Ever since that era there has been an inclination on the part of writers on democracy to emphasize the analytical and theoretical treatment to the neglect of the underlying factors of historical development.

If, however, we consider the underlying conditions and forces that create the democratic type of government, and at times contradict the external forms to which the name democracy is applied, we shall find that under this name there have appeared a multitude of political types radically unlike in fact.

The careful student of history must, therefore, seek the explanation of the forms and changes of political institutions in the social and economic forces that determine them. To know that at any one time a nation may be called a democracy, an aristocracy, or a monarchy, is not so important as to know what are the social and economic tendencies of the state. These are the vital forces that work beneath the surface and dominate the external form. It is to changes in the economic and social life of a people that we must look for the forces, that ultimately create and modify organs of political action.

For the time, adaptation of political structure may be incomplete or concealed. Old organs will be utilized to express new forces, and so gradual and subtle will be the change that it may hardly be recognized. The pseudo-democracies under the Medici at Florence and under Augustus at Rome are familiar examples of this type. Or again, if the political structure be rigid, incapable of responding to the changes demanded by growth, the expansive forces of social and economic transformation may rend it in some catastrophe like that of the French Revolution. In all these changes both conscious ideals and unconscious social reorganization are at work.

These facts are familiar to the student, and yet it is doubtful if they have been fully considered in connection with American democracy. For a century at least, in conventional expression, Americans have referred to a "glorious Constitution" in explaining the stability and prosperity of their democracy. We have believed as a nation that other peoples had only to will our democratic institutions in order to repeat our own career.

In dealing with Western contributions to democracy, it is essential that the considerations which have just been mentioned shall be kept in mind. Whatever these contributions may have been, we find ourselves at the present time in an era of such profound economic and social transformation as to raise the question of the effect of these changes upon the democratic institutions of the United States. Within a decade four marked changes have occurred in our national development; taken together they constitute a revolution.

First, there is the exhaustion of the supply of free land and the closing of the movement of Western advance as an effective factor in American development. The first rough conquest of the wilderness is accomplished, and that great supply of free lands which year after year has served to reinforce the democratic influences in the United States is exhausted. It is true that vast tracts of government land are still untaken, but they constitute the mountain and arid regions, only a small fraction of them capable of conquest, and then only by the application of capital and combined effort. The free lands that made the American pioneer have gone.

In the second place, contemporaneously with this there has been such a concentration of capital in the control of fundamental industries as to make a new epoch in the economic development of the United States. The iron, the coal, and the cattle of the country have all fallen under the domination of a few great corporations with allied interests, and by the rapid combination of the important railroad systems and steamship lines, in concert with these same forces, even the breadstuffs and the manufactures of the nation are to some degree controlled in a similar way. This is largely the work of the last decade. The development of the greatest iron mines of Lake Superior occurred in the early nineties, and in the same decade came the combination by which the coal and the coke of the country, and the transportation systems that connect them with the iron mines, have been brought under a few concentrated managements. Side by side with this concentration of capital has gone the combination of labor in the same vast industries. The one is in a certain sense the concomitant of the other, but the movement acquires an additional significance because of the fact that during the past fifteen years the labor class has been so recruited by a tide of foreign immigration that this class is now largely made up of persons of foreign parentage, and the lines of cleavage which begin to appear in this country between capital and labor have been accentuated by distinctions of nationality.

A third phenomenon connected with the two just mentioned is the expansion of the United States politically and commercially into lands beyond the seas. A cycle of American development has been completed. Up to the close of the War of 1812, this country was involved in the fortunes of the European state system. The first quarter of a century of our national existence was almost a continual struggle to prevent ourselves being drawn into the European wars. At the close of that era of conflict, the United States set its face toward the West. It began the settlement and improvement of the vast interior of the country. Here was the field of our colonization, here the field of our political activity. This process being completed, it is not strange that we find the United States again involved in world-politics. The revolution that occurred four years ago, when the United States struck down that ancient nation under whose auspices the New World was discovered, is hardly yet more than dimly understood. The insular wreckage of the Spanish War, Porto Rico and the Philippines, with the problems presented by the Hawaiian Islands, Cuba, the Isthmian Canal, and China, all are indications of the new direction of the ship of state, and while we thus turn our attention overseas, our concentrated industrial strength has given us a striking power against the commerce of Europe that is already producing consternation in the Old World. Having completed the conquest of the wilderness, and having consolidated our interests, we are beginning to consider the relations of democracy and empire.

And fourth, the political parties of the United States, now tend to divide on issues that involve the question of Socialism. The rise of the Populist party in the last decade, and the acceptance of so many of its principles by the Democratic party under the leadership of Mr. Bryan, show in striking manner the birth of new political ideas, the reformation of the lines of political conflict.

It is doubtful if in any ten years of American history more significant factors in our growth have revealed themselves. The struggle of the pioneer farmers to subdue the arid lands of the Great Plains in the eighties was followed by the official announcement of the extinction of the frontier line in 1890. The dramatic outcome of the Chicago Convention of 1896 marked the rise into power of the representatives of Populistic change. Two years later came the battle of Manila, which broke down the old isolation of the nation, and started it on a path the goal of which no man can foretell; and finally, but two years ago came that concentration of which the billion and a half dollar steel trust and the union of the Northern continental railways are stupendous examples. Is it not obvious, then, that the student who seeks for the explanation of democracy in the social and economic forces that underlie political forms must make inquiry into the conditions that have produced our democratic institutions, if he would estimate the effect of these vast changes? As a contribution to this inquiry, let us now turn to an examination of the part that the West has played in shaping our democracy.

From the beginning of the settlement of America, the frontier regions have exercised a steady influence toward democracy. In Virginia, to take an example, it can be traced as early as the period of Bacon's Rebellion, a hundred years before our Declaration of Independence. The small landholders, seeing that their powers were steadily passing into the hands of the wealthy planters who controlled Church and State and lands, rose in revolt. A generation later, in the governorship of Alexander Spotswood, we find a contest between the frontier settlers and the property-holding classes of the coast. The democracy with which Spotswood had to struggle, and of which he so bitterly complained, was a democracy made up of small landholders, of the newer immigrants, and of indented servants, who at the expiration of their time of servitude passed into the interior to take up lands and engage in pioneer farming. The "War of the Regulation," just on the eve of the American Revolution, shows the steady persistence of this struggle between the classes of the interior and those of the coast. The Declaration of Grievances which the back counties of the Carolinas then drew up against the aristocracy that dominated the politics of those colonies exhibits the contest between the democracy of the frontier and the established classes who apportioned the legislature in such fashion as to secure effective control of government. Indeed, in a period before the outbreak of the American Revolution, one can trace a distinct belt of democratic territory extending from the back country of New England down through western New York, Pennsylvania, and the South.[248:1]

In each colony this region was in conflict with the dominant classes of the coast. It constituted a quasi-revolutionary area before the days of the Revolution, and it formed the basis on which the Democratic party was afterwards established. It was, therefore, in the West, as it was in the period before the Declaration of Independence, that the struggle for democratic development first revealed itself, and in that area the essential ideas of American democracy had already appeared. Through the period of the Revolution and of the Confederation a similar contest can be noted. On the frontier of New England, along the western border of Pennsylvania, Virginia, and the Carolinas, and in the communities beyond the Alleghany Mountains, there arose a demand of the frontier settlers for independent statehood based on democratic provisions. There is a strain of fierceness in their energetic petitions demanding self-government under the theory that every people have the right to establish their own political institutions in an area which they have won from the wilderness. Those revolutionary principles based on natural rights, for which the seaboard colonies were contending, were taken up with frontier energy in an attempt to apply them to the lands of the West. No one can read their petitions denouncing the control exercised by the wealthy landholders of the coast, appealing to the record of their conquest of the wilderness, and demanding the possession of the lands for which they have fought the Indians, and which they had reduced by their ax to civilization, without recognizing in these frontier communities the cradle of a belligerent Western democracy. "A fool can sometimes put on his coat better than a wise man can do it for him,"—such is the philosophy of its petitioners. In this period also came the contests of the interior agricultural portion of New England against the coast-wise merchants and property-holders, of which Shays' Rebellion is the best known, although by no means an isolated instance.

By the time of the constitutional convention, this struggle for democracy had affected a fairly well-defined division into parties. Although these parties did not at first recognize their interstate connections, there were similar issues on which they split in almost all the States. The demands for an issue of paper money, the stay of execution against debtors, and the relief against excessive taxation were found in every colony in the interior agricultural regions. The rise of this significant movement wakened the apprehensions of the men of means, and in the debates over the basis of suffrage for the House of Representatives in the constitutional convention of 1787 leaders of the conservative party did not hesitate to demand that safeguards to the property should be furnished the coast against the interior. The outcome of the debate left the question of suffrage for the House of Representatives dependent upon the policy of the separate States. This was in effect imposing a property qualification throughout the nation as a whole, and it was only as the interior of the country developed that these restrictions gradually gave way in the direction of manhood suffrage.

All of these scattered democratic tendencies Jefferson combined, in the period of Washington's presidency, into the Democratic-Republican party. Jefferson was the first prophet of American democracy, and when we analyse the essential features of his gospel, it is clear that the Western influence was the dominant element. Jefferson himself was born in the frontier region of Virginia, on the edge of the Blue Ridge, in the middle of the eighteenth century. His father was a pioneer. Jefferson's "Notes on Virginia" reveal clearly his conception that democracy should have an agricultural basis, and that manufacturing development and city life were dangerous to the purity of the body politic. Simplicity and economy in government, the right of revolution, the freedom of the individual, the belief that those who win the vacant lands are entitled to shape their own government in their own way,—these are all parts of the platform of political principles to which he gave his adhesion, and they are all elements eminently characteristic of the Western democracy into which he was born.

In the period of the Revolution he had brought in a series of measures which tended to throw the power of Virginia into the hands of the settlers in the interior rather than of the coastwise aristocracy. The repeal of the laws of entail and primogeniture would have destroyed the great estates on which the planting aristocracy based its power. The abolition of the Established Church would still further have diminished the influence of the coastwise party in favor of the dissenting sects of the interior. His scheme of general public education reflected the same tendency, and his demand for the abolition of slavery was characteristic of a representative of the West rather than of the old-time aristocracy of the coast. His sympathy with the Western expansion culminated in the Louisiana Purchase. In short, the tendencies of Jefferson's legislation were to replace the dominance of the planting aristocracy by the dominance of the interior class, which had sought in vain to achieve its liberties in the period of Bacon's Rebellion.

Nevertheless, Thomas Jefferson was the John the Baptist of democracy, not its Moses. Only with the slow setting of the tide of settlement farther and farther toward the interior did the democratic influence grow strong enough to take actual possession of the government. The period from 1800 to 1820 saw a steady increase in these tendencies. The established classes in New England and the South began to take alarm. Perhaps no better illustration of the apprehensions of the old-time Federal conservative can be given than these utterances of President Dwight, of Yale College, in the book of travels which he published in that period:—

The class of pioneers cannot live in regular society. They are too idle, too talkative, too passionate, too prodigal, and too shiftless to acquire either property or character. They are impatient of the restraints of law, religion, and morality, and grumble about the taxes by which the Rulers, Ministers, and Schoolmasters are supported. . . . After exposing the injustice of the community in neglecting to invest persons of such superior merit in public offices, in many an eloquent harangue uttered by many a kitchen fire, in every blacksmith shop, in every corner of the streets, and finding all their efforts vain, they become at length discouraged, and under the pressure of poverty, the fear of the gaol, and consciousness of public contempt, leave their native places and betake themselves to the wilderness.

Such was a conservative's impression of that pioneer movement of New England colonists who had spread up the valley of the Connecticut into New Hampshire, Vermont, and western New York in the period of which he wrote, and who afterwards went on to possess the Northwest. New England Federalism looked with a shudder at the democratic ideas of those who refused to recognize the established order. But in that period there came into the Union a sisterhood of frontier States—Ohio, Indiana, Illinois, Missouri—with provisions for the franchise that brought in complete democracy.

Even the newly created States of the Southwest showed the tendency. The wind of democracy blew so strongly from the West, that even in the older States of New York, Massachusetts, Connecticut, and Virginia, conventions were called, which liberalized their constitutions by strengthening the democratic basis of the State. In the same time the labor population of the cities began to assert its power and its determination to share in government. Of this frontier democracy which now took possession of the nation, Andrew Jackson was the very personification. He was born in the backwoods of the Carolinas in the midst of the turbulent democracy that preceded the Revolution, and he grew up in the frontier State of Tennessee. In the midst of this region of personal feuds and frontier ideals of law, he quickly rose to leadership. The appearance of this frontiersman on the floor of Congress was an omen full of significance. He reached Philadelphia at the close of Washington's administration, having ridden on horseback nearly eight hundred miles to his destination. Gallatin, himself a Western man, describes Jackson as he entered the halls of Congress: "A tall, lank, uncouth-looking personage, with long locks of hair hanging over his face and a cue down his back tied in an eel-skin; his dress singular; his manners those of a rough backwoodsman." And Jefferson testified: "When I was President of the Senate he was a Senator, and he could never speak on account of the rashness of his feelings. I have seen him attempt it repeatedly and as often choke with rage." At last the frontier in the person of its typical man had found a place in the Government. This six-foot backwoodsman, with blue eyes that could blaze on occasion, this choleric, impetuous, self-willed Scotch-Irish leader of men, this expert duelist, and ready fighter, this embodiment of the tenacious, vehement, personal West, was in politics to stay. The frontier democracy of that time had the instincts of the clansman in the days of Scotch border warfare. Vehement and tenacious as the democracy was, strenuously as each man contended with his neighbor for the spoils of the new country that opened before them, they all had respect for the man who best expressed their aspirations and their ideas. Every community had its hero. In the War of 1812 and the subsequent Indian fighting Jackson made good his claim, not only to the loyalty of the people of Tennessee, but of the whole West, and even of the nation. He had the essential traits of the Kentucky and Tennessee frontier. It was a frontier free from the influence of European ideas and institutions. The men of the "Western World" turned their backs upon the Atlantic Ocean, and with a grim energy and self-reliance began to build up a society free from the dominance of ancient forms.

The Westerner defended himself and resented governmental restrictions. The duel and the blood-feud found congenial soil in Kentucky and Tennessee. The idea of the personality of law was often dominant over the organized machinery of justice. That method was best which was most direct and effective. The backwoodsman was intolerant of men who split hairs, or scrupled over the method of reaching the right. In a word, the unchecked development of the individual was the significant product of this frontier democracy. It sought rather to express itself by choosing a man of the people, than by the formation of elaborate governmental institutions.

It was because Andrew Jackson personified these essential Western traits that in his presidency he became the idol and the mouthpiece of the popular will. In his assault upon the Bank as an engine of aristocracy, and in his denunciation of nullification, he went directly to his object with the ruthless energy of a frontiersman. For formal law and the subtleties of State sovereignty he had the contempt of a backwoodsman. Nor is it without significance that this typical man of the new democracy will always be associated with the triumph of the spoils system in national politics. To the new democracy of the West, office was an opportunity to exercise natural rights as an equal citizen of the community. Rotation in office served not simply to allow the successful man to punish his enemies and reward his friends, but it also furnished the training in the actual conduct of political affairs which every American claimed as his birthright. Only in a primitive democracy of the type of the United States in 1830 could such a system have existed without the ruin of the State. National government in that period was no complex and nicely adjusted machine, and the evils of the system were long in making themselves fully apparent.

The triumph of Andrew Jackson marked the end of the old era of trained statesmen for the Presidency. With him began the era of the popular hero. Even Martin Van Buren, whom we think of in connection with the East, was born in a log house under conditions that were not unlike parts of the older West. Harrison was the hero of the Northwest, as Jackson had been of the Southwest. Polk was a typical Tennesseean, eager to expand the nation, and Zachary Taylor was what Webster called a "frontier colonel." During the period that followed Jackson, power passed from the region of Kentucky and Tennessee to the border of the Mississippi. The natural democratic tendencies that had earlier shown themselves in the Gulf States were destroyed, however, by the spread of cotton culture, and the development of great plantations in that region. What had been typical of the democracy of the Revolutionary frontier and of the frontier of Andrew Jackson was now to be seen in the States between the Ohio and the Mississippi. As Andrew Jackson is the typical democrat of the former region, so Abraham Lincoln is the very embodiment of the pioneer period of the Old Northwest. Indeed, he is the embodiment of the democracy of the West. How can one speak of him except in the words of Lowell's great "Commemoration Ode":—

"For him her Old-World moulds aside she threw, And, choosing sweet clay from the breast Of the unexhausted West, With stuff untainted shaped a hero new, Wise, steadfast in the strength of God, and true.

* * * * *

His was no lonely mountain-peak of mind, Thrusting to thin air o'er our cloudy bars, A sea-mark now, now lost in vapors blind; Broad prairie rather, genial, level-lined, Fruitful and friendly for all human kind, Yet also nigh to heaven and loved of loftiest stars. Nothing of Europe here, Or, then, of Europe fronting mornward still, Ere any names of Serf and Peer, Could Nature's equal scheme deface; New birth of our new soil, the first American."

The pioneer life from which Lincoln came differed in important respects from the frontier democracy typified by Andrew Jackson. Jackson's democracy was contentious, individualistic, and it sought the ideal of local self-government and expansion. Lincoln represents rather the pioneer folk who entered the forest of the great Northwest to chop out a home, to build up their fortunes in the midst of a continually ascending industrial movement. In the democracy of the Southwest, industrial development and city life were only minor factors, but to the democracy of the Northwest they were its very life. To widen the area of the clearing, to contend with one another for the mastery of the industrial resources of the rich provinces, to struggle for a place in the ascending movement of society, to transmit to one's offspring the chance for education, for industrial betterment, for the rise in life which the hardships of the pioneer existence denied to the pioneer himself, these were some of the ideals of the region to which Lincoln came. The men were commonwealth builders, industry builders. Whereas the type of hero in the Southwest was militant, in the Northwest he was industrial. It was in the midst of these "plain people," as he loved to call them, that Lincoln grew to manhood. As Emerson says: "He is the true history of the American people in his time." The years of his early life were the years when the democracy of the Northwest came into struggle with the institution of slavery which threatened to forbid the expansion of the democratic pioneer life in the West. In President Eliot's essay on "Five American Contributions to Civilization," he instances as one of the supreme tests of American democracy its attitude upon the question of slavery. But if democracy chose wisely and worked effectively toward the solution of this problem, it must be remembered that Western democracy took the lead. The rail-splitter himself became the nation's President in that fierce time of struggle, and armies of the woodsmen and pioneer farmers recruited in the Old Northwest made free the Father of Waters, marched through Georgia, and helped to force the struggle to a conclusion at Appomattox. The free pioneer democracy struck down the slave-holding aristocracy on its march to the West.

The last chapter in the development of Western democracy is the one that deals with its conquest over the vast spaces of the new West. At each new stage of Western development, the people have had to grapple with larger areas, with bigger combinations. The little colony of Massachusetts veterans that settled at Marietta received a land grant as large as the State of Rhode Island. The band of Connecticut pioneers that followed Moses Cleaveland to the Connecticut Reserve occupied a region as large as the parent State. The area which settlers of New England stock occupied on the prairies of northern Illinois surpassed the combined area of Massachusetts, Connecticut, and Rhode Island. Men who had become accustomed to the narrow valleys and the little towns of the East found themselves out on the boundless spaces of the West dealing with units of such magnitude as dwarfed their former experience. The Great Lakes, the Prairies, the Great Plains, the Rocky Mountains, the Mississippi and the Missouri, furnished new standards of measurement for the achievement of this industrial democracy. Individualism began to give way to cooperation and to governmental activity. Even in the earlier days of the democratic conquest of the wilderness, demands had been made upon the government for support in internal improvements, but this new West showed a growing tendency to call to its assistance the powerful arm of national authority. In the period since the Civil War, the vast public domain has been donated to the individual farmer, to States for education, to railroads for the construction of transportation lines.

Moreover, with the advent of democracy in the last fifteen years upon the Great Plains, new physical conditions have presented themselves which have accelerated the social tendency of Western democracy. The pioneer farmer of the days of Lincoln could place his family on a flatboat, strike into the wilderness, cut out his clearing, and with little or no capital go on to the achievement of industrial independence. Even the homesteader on the Western prairies found it possible to work out a similar independent destiny, although the factor of transportation made a serious and increasing impediment to the free working-out of his individual career. But when the arid lands and the mineral resources of the Far West were reached, no conquest was possible by the old individual pioneer methods. Here expensive irrigation works must be constructed, cooperative activity was demanded in utilization of the water supply, capital beyond the reach of the small farmer was required. In a word, the physiographic province itself decreed that the destiny of this new frontier should be social rather than individual.

Magnitude of social achievement is the watchword of the democracy since the Civil War. From petty towns built in the marshes, cities arose whose greatness and industrial power are the wonder of our time. The conditions were ideal for the production of captains of industry. The old democratic admiration for the self-made man, its old deference to the rights of competitive individual development, together with the stupendous natural resources that opened to the conquest of the keenest and the strongest, gave such conditions of mobility as enabled the development of the large corporate industries which in our own decade have marked the West.

Thus, in brief, have been outlined the chief phases of the development of Western democracy in the different areas which it has conquered. There has been a steady development of the industrial ideal, and a steady increase of the social tendency, in this later movement of Western democracy. While the individualism of the frontier, so prominent in the earliest days of the Western advance, has been preserved as an ideal, more and more these individuals struggling each with the other, dealing with vaster and vaster areas, with larger and larger problems, have found it necessary to combine under the leadership of the strongest. This is the explanation of the rise of those preeminent captains of industry whose genius has concentrated capital to control the fundamental resources of the nation. If now in the way of recapitulation, we try to pick out from the influences that have gone to the making of Western democracy the factors which constitute the net result of this movement, we shall have to mention at least the following:—

Most important of all has been the fact that an area of free land has continually lain on the western border of the settled area of the United States. Whenever social conditions tended to crystallize in the East, whenever capital tended to press upon labor or political restraints to impede the freedom of the mass, there was this gate of escape to the free conditions of the frontier. These free lands promoted individualism, economic equality, freedom to rise, democracy. Men would not accept inferior wages and a permanent position of social subordination when this promised land of freedom and equality was theirs for the taking. Who would rest content under oppressive legislative conditions when with a slight effort he might reach a land wherein to become a co-worker in the building of free cities and free States on the lines of his own ideal? In a word, then, free lands meant free opportunities. Their existence has differentiated the American democracy from the democracies which have preceded it, because ever, as democracy in the East took the form of highly specialized and complicated industrial society, in the West it kept in touch with primitive conditions, and by action and reaction these two forces have shaped our history.

In the next place, these free lands and this treasury of industrial resources have existed over such vast spaces that they have demanded of democracy increasing spaciousness of design and power of execution. Western democracy is contrasted with the democracy of all other times in the largeness of the tasks to which it has set its hand, and in the vast achievements which it has wrought out in the control of nature and of politics. It would be difficult to over-emphasize the importance of this training upon democracy. Never before in the history of the world has a democracy existed on so vast an area and handled things in the gross with such success, with such largeness of design, and such grasp upon the means of execution. In short, democracy has learned in the West of the United States how to deal with the problem of magnitude. The old historic democracies were but little states with primitive economic conditions.

But the very task of dealing with vast resources, over vast areas, under the conditions of free competition furnished by the West, has produced the rise of those captains of industry whose success in consolidating economic power now raises the question as to whether democracy under such conditions can survive. For the old military type of Western leaders like George Rogers Clark, Andrew Jackson, and William Henry Harrison have been substituted such industrial leaders as James J. Hill, John D. Rockefeller, and Andrew Carnegie.

The question is imperative, then, What ideals persist from this democratic experience of the West; and have they acquired sufficient momentum to sustain themselves under conditions so radically unlike those in the days of their origin? In other words, the question put at the beginning of this discussion becomes pertinent. Under the forms of the American democracy is there in reality evolving such a concentration of economic and social power in the hands of a comparatively few men as may make political democracy an appearance rather than a reality? The free lands are gone. The material forces that gave vitality to Western democracy are passing away. It is to the realm of the spirit, to the domain of ideals and legislation, that we must look for Western influence upon democracy in our own days.

Western democracy has been from the time of its birth idealistic. The very fact of the wilderness appealed to men as a fair, blank page on which to write a new chapter in the story of man's struggle for a higher type of society. The Western wilds, from the Alleghanies to the Pacific, constituted the richest free gift that was ever spread out before civilized man. To the peasant and artisan of the Old World, bound by the chains of social class, as old as custom and as inevitable as fate, the West offered an exit into a free life and greater well-being among the bounties of nature, into the midst of resources that demanded manly exertion, and that gave in return the chance for indefinite ascent in the scale of social advance. "To each she offered gifts after his will." Never again can such an opportunity come to the sons of men. It was unique, and the thing is so near us, so much a part of our lives, that we do not even yet comprehend its full significance. The existence of this land of opportunity has made America the goal of idealists from the days of the Pilgrim Fathers. With all the materialism of the pioneer movements, this idealistic conception of the vacant lands as an opportunity for a new order of things is unmistakably present. Kipling's "Song of the English" has given it expression:—

"We were dreamers, dreaming greatly, in the man-stifled town; We yearned beyond the sky-line where the strange roads go down. Came the Whisper, came the Vision, came the Power with the Need, Till the Soul that is not man's soul was lent us to lead. As the deer breaks—as the steer breaks—from the herd where they graze, In the faith of little children we went on our ways. Then the wood failed—then the food failed—then the last water dried— In the faith of little children we lay down and died.

"On the sand-drift—on the veldt-side—in the fern-scrub we lay, That our sons might follow after by the bones on the way. Follow after—follow after! We have watered the root And the bud has come to blossom that ripens for fruit! Follow after—we are waiting by the trails that we lost For the sound of many footsteps, for the tread of a host.

"Follow after—follow after—for the harvest is sown: By the bones about the wayside ye shall come to your own!"

This was the vision that called to Roger Williams,—that "prophetic soul ravished of truth disembodied," "unable to enter into treaty with its environment," and forced to seek the wilderness. "Oh, how sweet," wrote William Penn, from his forest refuge, "is the quiet of these parts, freed from the troubles and perplexities of woeful Europe." And here he projected what he called his "Holy Experiment in Government."

If the later West offers few such striking illustrations of the relation of the wilderness to idealistic schemes, and if some of the designs were fantastic and abortive, none the less the influence is a fact. Hardly a Western State but has been the Mecca of some sect or band of social reformers, anxious to put into practice their ideals, in vacant land, far removed from the checks of a settled form of social organization. Consider the Dunkards, the Icarians, the Fourierists, the Mormons, and similar idealists who sought our Western wilds. But the idealistic influence is not limited to the dreamers' conception of a new State. It gave to the pioneer farmer and city builder a restless energy, a quick capacity for judgment and action, a belief in liberty, freedom of opportunity, and a resistance to the domination of class which infused a vitality and power into the individual atoms of this democratic mass. Even as he dwelt among the stumps of his newly-cut clearing, the pioneer had the creative vision of a new order of society. In imagination he pushed back the forest boundary to the confines of a mighty Commonwealth; he willed that log cabins should become the lofty buildings of great cities. He decreed that his children should enter into a heritage of education, comfort, and social welfare, and for this ideal he bore the scars of the wilderness. Possessed with this idea he ennobled his task and laid deep foundations for a democratic State. Nor was this idealism by any means limited to the American pioneer.

To the old native democratic stock has been added a vast army of recruits from the Old World. There are in the Middle West alone four million persons of German parentage out of a total of seven millions in the country. Over a million persons of Scandinavian parentage live in the same region. The democracy of the newer West is deeply affected by the ideals brought by these immigrants from the Old World. To them America was not simply a new home; it was a land of opportunity, of freedom, of democracy. It meant to them, as to the American pioneer that preceded them, the opportunity to destroy the bonds of social caste that bound them in their older home, to hew out for themselves in a new country a destiny proportioned to the powers that God had given them, a chance to place their families under better conditions and to win a larger life than the life that they had left behind. He who believes that even the hordes of recent immigrants from southern Italy are drawn to these shores by nothing more than a dull and blind materialism has not penetrated into the heart of the problem. The idealism and expectation of these children of the Old World, the hopes which they have formed for a newer and freer life across the seas, are almost pathetic when one considers how far they are from the possibility of fruition. He who would take stock of American democracy must not forget the accumulation of human purposes and ideals which immigration has added to the American populace.

In this connection it must also be remembered that these democratic ideals have existed at each stage of the advance of the frontier, and have left behind them deep and enduring effects on the thinking of the whole country. Long after the frontier period of a particular region of the United States has passed away, the conception of society, the ideals and aspirations which it produced, persist in the minds of the people. So recent has been the transition of the greater portion of the United States from frontier conditions to conditions of settled life, that we are, over the large portion of the United States, hardly a generation removed from the primitive conditions of the West. If, indeed, we ourselves were not pioneers, our fathers were, and the inherited ways of looking at things, the fundamental assumptions of the American people, have all been shaped by this experience of democracy on its westward march. This experience has been wrought into the very warp and woof of American thought.

Even those masters of industry and capital who have risen to power by the conquest of Western resources came from the midst of this society and still profess its principles. John D. Rockefeller was born on a New York farm, and began his career as a young business man in St. Louis. Marcus Hanna was a Cleveland grocer's clerk at the age of twenty. Claus Spreckles, the sugar king, came from Germany as a steerage passenger to the United States in 1848. Marshall Field was a farmer boy in Conway, Massachusetts, until he left to grow up with the young Chicago. Andrew Carnegie came as a ten-year-old boy from Scotland to Pittsburgh, then a distinctively Western town. He built up his fortunes through successive grades until he became the dominating factor in the great iron industries, and paved the way for that colossal achievement, the Steel Trust. Whatever may be the tendencies of this corporation, there can be little doubt of the democratic ideals of Mr. Carnegie himself. With lavish hand he has strewn millions through the United States for the promotion of libraries. The effect of this library movement in perpetuating the democracy that comes from an intelligent and self-respecting people can hardly be measured. In his "Triumphant Democracy," published in 1886, Mr. Carnegie, the ironmaster, said, in reference to the mineral wealth of the United States: "Thank God, these treasures are in the hands of an intelligent people, the Democracy, to be used for the general good of the masses, and not made the spoils of monarchs, courts, and aristocracy, to be turned to the base and selfish ends of a privileged hereditary class." It would be hard to find a more rigorous assertion of democratic doctrine than the celebrated utterance, attributed to the same man, that he should feel it a disgrace to die rich.

In enumerating the services of American democracy, President Eliot included the corporation as one of its achievements, declaring that "freedom of incorporation, though no longer exclusively a democratic agency, has given a strong support to democratic institutions." In one sense this is doubtless true, since the corporation has been one of the means by which small properties can be aggregated into an effective working body. Socialistic writers have long been fond of pointing out also that these various concentrations pave the way for and make possible social control. From this point of view it is possible that the masters of industry may prove to be not so much an incipient aristocracy as the pathfinders for democracy in reducing the industrial world to systematic consolidation suited to democratic control. The great geniuses that have built up the modern industrial concentration were trained in the midst of democratic society. They were the product of these democratic conditions. Freedom to rise was the very condition of their existence. Whether they will be followed by successors who will adopt the exploitation of the masses, and who will be capable of retaining under efficient control these vast resources, is one of the questions which we shall have to face.

This, at least, is clear: American democracy is fundamentally the outcome of the experiences of the American people in dealing with the West. Western democracy through the whole of its earlier period tended to the production of a society of which the most distinctive fact was the freedom of the individual to rise under conditions of social mobility, and whose ambition was the liberty and well-being of the masses. This conception has vitalized all American democracy, and has brought it into sharp contrasts with the democracies of history, and with those modern efforts of Europe to create an artificial democratic order by legislation. The problem of the United States is not to create democracy, but to conserve democratic institutions and ideals. In the later period of its development, Western democracy has been gaining experience in the problem of social control. It has steadily enlarged the sphere of its action and the instruments for its perpetuation. By its system of public schools, from the grades to the graduate work of the great universities, the West has created a larger single body of intelligent plain people than can be found elsewhere in the world. Its political tendencies, whether we consider Democracy, Populism, or Republicanism, are distinctly in the direction of greater social control and the conservation of the old democratic ideals.

To these ideals the West adheres with even a passionate determination. If, in working out its mastery of the resources of the interior, it has produced a type of industrial leader so powerful as to be the wonder of the world, nevertheless, it is still to be determined whether these men constitute a menace to democratic institutions, or the most efficient factor for adjusting democratic control to the new conditions.

Whatever shall be the outcome of the rush of this huge industrial modern United States to its place among the nations of the earth, the formation of its Western democracy will always remain one of the wonderful chapters in the history of the human race. Into this vast shaggy continent of ours poured the first feeble tide of European settlement. European men, institutions, and ideas were lodged in the American wilderness, and this great American West took them to her bosom, taught them a new way of looking upon the destiny of the common man, trained them in adaptation to the conditions of the New World, to the creation of new institutions to meet new needs; and ever as society on her eastern border grew to resemble the Old World in its social forms and its industry, ever, as it began to lose faith in the ideals of democracy, she opened new provinces, and dowered new democracies in her most distant domains with her material treasures and with the ennobling influence that the fierce love of freedom, the strength that came from hewing out a home, making a school and a church, and creating a higher future for his family, furnished to the pioneer.

She gave to the world such types as the farmer Thomas Jefferson, with his Declaration of Independence, his statute for religious toleration, and his purchase of Louisiana. She gave us Andrew Jackson, that fierce Tennessee spirit who broke down the traditions of conservative rule, swept away the privacies and privileges of officialdom, and, like a Gothic leader, opened the temple of the nation to the populace. She gave us Abraham Lincoln, whose gaunt frontier form and gnarled, massive hand told of the conflict with the forest, whose grasp of the ax-handle of the pioneer was no firmer than his grasp of the helm of the ship of state as it breasted the seas of civil war. She has furnished to this new democracy her stores of mineral wealth, that dwarf those of the Old World, and her provinces that in themselves are vaster and more productive than most of the nations of Europe. Out of her bounty has come a nation whose industrial competition alarms the Old World, and the masters of whose resources wield wealth and power vaster than the wealth and power of kings. Best of all, the West gave, not only to the American, but to the unhappy and oppressed of all lands, a vision of hope, and assurance that the world held a place where were to be found high faith in man and the will and power to furnish him the opportunity to grow to the full measure of his own capacity. Great and powerful as are the new sons of her loins, the Republic is greater than they. The paths of the pioneer have widened into broad highways. The forest clearing has expanded into affluent commonwealths. Let us see to it that the ideals of the pioneer in his log cabin shall enlarge into the spiritual life of a democracy where civic power shall dominate and utilize individual achievement for the common good.

FOOTNOTES:

[243:1] Atlantic Monthly, January, 1903. Reprinted by permission.

[248:1] See chapter iii.



X

PIONEER IDEALS AND THE STATE UNIVERSITY[269:1]

The ideals of a people, their aspirations and convictions, their hopes and ambitions, their dreams and determinations, are assets in their civilization as real and important as per capita wealth or industrial skill.

This nation was formed under pioneer ideals. During three centuries after Captain John Smith struck the first blow at the American forest on the eastern edge of the continent, the pioneers were abandoning settled society for the wilderness, seeking, for generation after generation, new frontiers. Their experiences left abiding influences upon the ideas and purposes of the nation. Indeed the older settled regions themselves were shaped profoundly by the very fact that the whole nation was pioneering and that in the development of the West the East had its own part.

The first ideal of the pioneer was that of conquest. It was his task to fight with nature for the chance to exist. Not as in older countries did this contest take place in a mythical past, told in folk lore and epic. It has been continuous to our own day. Facing each generation of pioneers was the unmastered continent. Vast forests blocked the way; mountainous ramparts interposed; desolate, grass-clad prairies, barren oceans of rolling plains, arid deserts, and a fierce race of savages, all had to be met and defeated. The rifle and the ax are the symbols of the backwoods pioneer. They meant a training in aggressive courage, in domination, in directness of action, in destructiveness.

To the pioneer the forest was no friendly resource for posterity, no object of careful economy. He must wage a hand-to-hand war upon it, cutting and burning a little space to let in the light upon a dozen acres of hard-won soil, and year after year expanding the clearing into new woodlands against the stubborn resistance of primeval trunks and matted roots. He made war against the rank fertility of the soil. While new worlds of virgin land lay ever just beyond, it was idle to expect the pioneer to stay his hand and turn to scientific farming. Indeed, as Secretary Wilson has said, the pioneer would, in that case, have raised wheat that no one wanted to eat, corn to store on the farm, and cotton not worth the picking.

Thus, fired with the ideal of subduing the wilderness, the destroying pioneer fought his way across the continent, masterful and wasteful, preparing the way by seeking the immediate thing, rejoicing in rude strength and wilful achievement.

But even this backwoodsman was more than a mere destroyer. He had visions. He was finder as well as fighter—the trail-maker for civilization, the inventor of new ways. Although Rudyard Kipling's "Foreloper"[270:1] deals with the English pioneer in lands beneath the Southern Cross, yet the poem portrays American traits as well:

"The gull shall whistle in his wake, the blind wave break in fire, He shall fulfill God's utmost will, unknowing his desire; And he shall see old planets pass and alien stars arise, And give the gale his reckless sail in shadow of new skies.

"Strong lust of gear shall drive him out and hunger arm his hand To wring food from desert nude, his foothold from the sand. His neighbors' smoke shall vex his eyes, their voices break his rest; He shall go forth till south is north, sullen and dispossessed; He shall desire loneliness and his desire shall bring Hard on his heels, a thousand wheels, a people and a king.

"He shall come back on his own track, and by his scarce cool camp, There shall he meet the roaring street, the derrick and the stamp; For he must blaze a nation's way with hatchet and with brand, Till on his last won wilderness an empire's bulwarks stand."

This quest after the unknown, this yearning "beyond the sky line, where the strange roads go down," is of the very essence of the backwoods pioneer, even though he was unconscious of its spiritual significance.

The pioneer was taught in the school of experience that the crops of one area would not do for a new frontier; that the scythe of the clearing must be replaced by the reaper of the prairies. He was forced to make old tools serve new uses; to shape former habits, institutions and ideas to changed conditions; and to find new means when the old proved inapplicable. He was building a new society as well as breaking new soil; he had the ideal of nonconformity and of change. He rebelled against the conventional.

Besides the ideals of conquest and of discovery, the pioneer had the ideal of personal development, free from social and governmental constraint. He came from a civilization based on individual competition, and he brought the conception with him to the wilderness where a wealth of resources, and innumerable opportunities gave it a new scope. The prizes were for the keenest and the strongest; for them were the best bottom lands, the finest timber tracts, the best salt-springs, the richest ore beds; and not only these natural gifts, but also the opportunities afforded in the midst of a forming society. Here were mill sites, town sites, transportation lines, banking centers, openings in the law, in politics—all the varied chances for advancement afforded in a rapidly developing society where everything was open to him who knew how to seize the opportunity.

The squatter enforced his claim to lands even against the government's title by the use of extra-legal combinations and force. He appealed to lynch law with little hesitation. He was impatient of any governmental restriction upon his individual right to deal with the wilderness.

In our own day we sometimes hear of congressmen sent to jail for violating land laws; but the different spirit in the pioneer days may be illustrated by a speech of Delegate Sibley of Minnesota in Congress in 1852. In view of the fact that he became the State's first governor, a regent of its university, president of its historical society, and a doctor of laws of Princeton, we may assume that he was a pillar of society. He said:

The government has watched its public domain with jealous eye, and there are now enactments upon your statute books, aimed at the trespassers upon it, which should be expunged as a disgrace to the country and to the nineteenth century. Especially is he pursued with unrelenting severity, who has dared to break the silence of the primeval forest by the blows of the American ax. The hardy lumberman who has penetrated to the remotest wilds of the Northwest, to drag from their recesses the materials for building up towns and cities in the great valley of the Mississippi, has been particularly marked out as a victim. After enduring all the privations and subjecting himself to all the perils incident to his vocation—when he has toiled for months to add by his honest labor to the comfort of his fellow men, and to the aggregate wealth of the nation, he finds himself suddenly in the clutches of the law for trespassing on the public domain. The proceeds of his long winter's work are reft from him, and exposed to public sale for the benefit of his paternal government . . . and the object of this oppression and wrong is further harassed by vexatious law proceedings against him.

Sibley's protest in congress against these "outrages" by which the northern lumbermen were "harassed" in their work of what would now be called stealing government timber, aroused no protest from his colleagues. No president called this congressman an undesirable citizen or gave him over to the courts.

Thus many of the pioneers, following the ideal of the right of the individual to rise, subordinated the rights of the nation and posterity to the desire that the country should be "developed" and that the individual should advance with as little interference as possible. Squatter doctrines and individualism have left deep traces upon American conceptions.

But quite as deeply fixed in the pioneer's mind as the ideal of individualism was the ideal of democracy. He had a passionate hatred for aristocracy, monopoly and special privilege; he believed in simplicity, economy and in the rule of the people. It is true that he honored the successful man, and that he strove in all ways to advance himself. But the West was so free and so vast, the barriers to individual achievement were so remote, that the pioneer was hardly conscious that any danger to equality could come from his competition for natural resources. He thought of democracy as in some way the result of our political institutions, and he failed to see that it was primarily the result of the free lands and immense opportunities which surrounded him. Occasional statesmen voiced the idea that American democracy was based on the abundance of unoccupied land, even in the first debates on the public domain.

This early recognition of the influence of abundance of land in shaping the economic conditions of American democracy is peculiarly significant to-day in view of the practical exhaustion of the supply of cheap arable public lands open to the poor man, and the coincident development of labor unions to keep up wages.

Certain it is that the strength of democratic movements has chiefly lain in the regions of the pioneer. "Our governments tend too much to democracy," wrote Izard, of South Carolina, to Jefferson, in 1785. "A handicraftsman thinks an apprenticeship necessary to make him acquainted with his business. But our backcountrymen are of the opinion that a politician may be born just as well as a poet."

The Revolutionary ideas, of course, gave a great impetus to democracy, and in substantially every colony there was a double revolution, one for independence and the other for the overthrow of aristocratic control. But in the long run the effective force behind American democracy was the presence of the practically free land into which men might escape from oppression or inequalities which burdened them in the older settlements. This possibility compelled the coastwise States to liberalize the franchise; and it prevented the formation of a dominant class, whether based on property or on custom. Among the pioneers one man was as good as his neighbor. He had the same chance; conditions were simple and free. Economic equality fostered political equality. An optimistic and buoyant belief in the worth of the plain people, a devout faith in man prevailed in the West. Democracy became almost the religion of the pioneer. He held with passionate devotion the idea that he was building under freedom a new society, based on self government, and for the welfare of the average man.

And yet even as he proclaimed the gospel of democracy the pioneer showed a vague apprehension lest the time be short—lest equality should not endure—lest he might fall behind in the ascending movement of Western society. This led him on in feverish haste to acquire advantages as though he only half believed his dream. "Before him lies a boundless continent," wrote De Tocqueville, in the days when pioneer democracy was triumphant under Jackson, "and he urges forward as if time pressed and he was afraid of finding no room for his exertions."

Even while Jackson lived, labor leaders and speculative thinkers were demanding legislation to place a limit on the amount of land which one person might acquire and to provide free farms. De Tocqueville saw the signs of change. "Between the workman and the master," he said, "there are frequent relations but no real association. . . . I am of the opinion, upon the whole, that the manufacturing aristocracy which is growing up under our eyes is one of the harshest which ever existed in the world; . . . if ever a permanent inequality, of conditions and aristocracy again penetrate into the world, it may be predicted that this is the gate by which they will enter." But the sanative influences of the free spaces of the West were destined to ameliorate labor's condition, to afford new hopes and new faith to pioneer democracy, and to postpone the problem.

As the settlers advanced into provinces whose area dwarfed that of the older sections, pioneer democracy itself began to undergo changes, both in its composition and in its processes of expansion. At the close of the Civil War, when settlement was spreading with greatest vigor across the Mississippi, the railways began their work as colonists. Their land grants from the government, amounting altogether by 1871 to an area five times that of the State of Pennsylvania, demanded purchasers, and so the railroads pioneered the way for the pioneer.

The homestead law increased the tide of settlers. The improved farm machinery made it possible for him to go boldly out on to the prairie and to deal effectively with virgin soil in farms whose cultivated area made the old clearings of the backwoodsman seem mere garden plots. Two things resulted from these conditions, which profoundly modified pioneer ideals. In the first place the new form of colonization demanded an increasing use of capital; and the rapidity of the formation of towns, the speed with which society developed, made men the more eager to secure bank credit to deal with the new West. This made the pioneer more dependent on the eastern economic forces. In the second place the farmer became dependent as never before on transportation companies. In this speculative movement the railroads, finding that they had pressed too far in advance and had issued stock to freely for their earnings to justify the face of the investment, came into collision with the pioneer on the question of rates and of discriminations. The Greenback movement and the Granger movements were appeals to government to prevent what the pioneer thought to be invasions of pioneer democracy.

As the western settler began to face the problem of magnitude in the areas he was occupying; as he began to adjust his life to the modern forces of capital and to complex productive processes; as he began to see that, go where he would, the question of credit and currency, of transportation and distribution in general conditioned his success, he sought relief by legislation. He began to lose his primitive attitude of individualism, government began to look less like a necessary evil and more like an instrument for the perpetuation of his democratic ideals. In brief, the defenses of the pioneer democrat began to shift, from free land to legislation, from the ideal of individualism to the ideal of social control through regulation by law. He had no sympathy with a radical reconstruction of society by the revolution of socialism; even his alliances with the movement of organized labor, which paralleled that of organized capital in the East, were only half-hearted. But he was becoming alarmed over the future of the free democratic ideal. The wisdom of his legislation it is not necessary to discuss here. The essential point is that his conception of the right of government to control social process had undergone a change. He was coming to regard legislation as an instrument of social construction. The individualism of the Kentucky pioneer of 1796 was giving way to the Populism of the Kansas pioneer of 1896.

The later days of pioneer democracy are too familiar to require much exposition. But they are profoundly significant. As the pioneer doctrine of free competition for the resources of the nation revealed its tendencies; as individual, corporation and trust, like the pioneer, turned increasingly to legal devices to promote their contrasting ideals, the natural resources were falling into private possession. Tides of alien immigrants were surging into the country to replace the old American stock in the labor market, to lower the standard of living and to increase the pressure of population upon the land. These recent foreigners have lodged almost exclusively in the dozen great centers of industrial life, and there they have accented the antagonisms between capital and labor by the fact that the labor supply has become increasingly foreign born, and recruited from nationalities who arouse no sympathy on the part of capital and little on the part of the general public. Class distinctions are accented by national prejudices, and democracy is thereby invaded. But even in the dull brains of great masses of these unfortunates from southern and eastern Europe the idea of America as the land of freedom and of opportunity to rise, the land of pioneer democratic ideals, has found lodgment, and if it is given time and is not turned into revolutionary lines it will fructify.

As the American pioneer passed on in advance of this new tide of European immigration, he found lands increasingly limited. In place of the old lavish opportunity for the settler to set his stakes where he would, there were frantic rushes of thousands of eager pioneers across the line of newly opened Indian reservations. Even in 1889, when Oklahoma was opened to settlement, twenty thousand settlers crowded at the boundaries, like straining athletes, waiting the bugle note that should start the race across the line. To-day great crowds gather at the land lotteries of the government as the remaining fragments of the public domain are flung to hungry settlers.

Hundreds of thousands of pioneers from the Middle West have crossed the national boundary into Canadian wheat fields eager to find farms for their children, although under an alien flag. And finally the government has taken to itself great areas of arid land for reclamation by costly irrigation projects whereby to furnish twenty-acre tracts in the desert to settlers under careful regulation of water rights. The government supplies the capital for huge irrigation dams and reservoirs and builds them itself. It owns and operates quarries, coal mines and timber to facilitate this work. It seeks the remotest regions of the earth for crops suitable for these areas. It analyzes the soils and tells the farmer what and when and how to plant. It has even considered the rental to manufacturers of the surplus water, electrical and steam power generated in its irrigation works and the utilization of this power to extract nitrates from the air to replenish worn-out soils. The pioneer of the arid regions must be both a capitalist and the protege of the government.

Consider the contrast between the conditions of the pioneers at the beginning and at the end of this period of development. Three hundred years ago adventurous Englishmen on the coast of Virginia began the attack on the wilderness. Three years ago the President of the United States summoned the governors of forty-six states to deliberate upon the danger of the exhaustion of the natural resources of the nation.[279:1]

The pressure of population upon the food supply is already felt and we are at the beginning only of this transformation. It is profoundly significant that at the very time when American democracy is becoming conscious that its pioneer basis of free land and sparse population is giving way, it is also brought face to face with the startling outcome of its old ideals of individualism and exploitation under competition uncontrolled by government. Pioneer society itself was not sufficiently sophisticated to work out to its logical result the conception of the self-made man. But the captains of industry by applying squatter doctrines to the evolution of American industrial society, have made the process so clear that he who runs may read. Contests imply alliances as well as rivalries. The increasing magnitude of the areas to be dealt with and the occurrences of times of industrial stress furnished occasion for such unions. The panic of 1873 was followed by an unprecedented combination of individual businesses and partnerships into corporations. The panic of 1893 marked the beginning of an extraordinary development of corporate combinations into pools and trusts, agreements and absorptions, until, by the time of the panic of 1907, it seemed not impossible that the outcome of free competition under individualism was to be monopoly of the most important natural resources and processes by a limited group of men whose vast fortunes were so invested in allied and dependent industries that they constituted the dominating force in the industrial life of the nation. The development of large scale factory production, the benefit of combination in the competitive struggle, and the tremendous advantage of concentration in securing possession of the unoccupied opportunities, were so great that vast accumulations of capital became the normal agency of the industrial world. In almost exact ratio to the diminution of the supply of unpossessed resources, combinations of capital have increased in magnitude and in efficiency of conquest. The solitary backwoodsman wielding his ax at the edge of a measureless forest is replaced by companies capitalized at millions, operating railroads, sawmills, and all the enginery of modern machinery to harvest the remaining trees.[280:1]

A new national development is before us without the former safety valve of abundant resources open to him who would take. Classes are becoming alarmingly distinct: There is the demand on the one side voiced by Mr. Harriman so well and by others since, that nothing must be done to interfere with the early pioneer ideals of the exploitation and the development of the country's wealth; that restrictive and reforming legislation must on no account threaten prosperity even for a moment. In fact, we sometimes hear in these days, from men of influence, serious doubts of democracy, and intimations that the country would be better off if it freely resigned itself to guidance by the geniuses who are mastering the economic forces of the nation, and who, it is alleged, would work out the prosperity of the United States more effectively, if unvexed by politicians and people.

On the other hand, an inharmonious group of reformers are sounding the warning that American democratic ideals and society are menaced and already invaded by the very conditions that make this apparent prosperity; that the economic resources are no longer limitless and free; that the aggregate national wealth is increasing at the cost of present social justice and moral health, and the future well-being of the American people. The Granger and the Populist were prophets of this reform movement. Mr. Bryan's Democracy, Mr. Debs' Socialism, and Mr. Roosevelt's Republicanism all had in common the emphasis upon the need of governmental regulation of industrial tendencies in the interest of the common man; the checking of the power of those business Titans who emerged successful out of the competitive individualism of pioneer America. As land values rise, as meat and bread grow dearer, as the process of industrial consolidation goes on, and as Eastern industrial conditions spread across the West, the problems of traditional American democracy will become increasingly grave.

The time has come when University men may well consider pioneer ideals, for American society has reached the end of the first great period in its formation. It must survey itself, reflect upon its origins, consider what freightage of purposes it carried in its long march across the continent, what ambitions it had for the man, what role it would play in the world. How shall we conserve what was best in pioneer ideals? How adjust the old conceptions to the changed conditions of modern life?

Other nations have been rich and prosperous and powerful. But the United States has believed that it had an original contribution to make to the history of society by the production of a self-determining, self-restrained, intelligent democracy. It is in the Middle West that society has formed on lines least like those of Europe. It is here, if anywhere, that American democracy will make its stand against the tendency to adjust to a European type.

This consideration gives importance to my final topic, the relation of the University to pioneer ideals and to the changing conditions of American democracy. President Pritchett of the Carnegie Foundation has recently declared that in no other form of popular activity does a nation or State so clearly reveal its ideals or the quality of its civilization as in its system of education; and he finds, especially in the State University, "a conception of education from the standpoint of the whole people." "If our American democracy were to-day called to give proof of its constructive ability," he says, "the State University and the public school system which it crowns would be the strongest evidence of its fitness which it could offer."

It may at least be conceded that an essential characteristic of the State University is its democracy in the largest sense. The provision in the Constitution of Indiana of 1816, so familiar to you all, for a "general system of education ascending in regular gradations from township schools to a State University, wherein tuition shall be gratis and equally open to all," expresses the Middle Western conception born in the days of pioneer society and doubtless deeply influenced by Jeffersonian democracy.

The most obvious fact about these universities, perhaps, lies in their integral relation with the public schools, whereby the pupil has pressed upon him the question whether he shall go to college, and whereby the road is made open and direct to the highest training. By this means the State offers to every class the means of education, and even engages in propaganda to induce students to continue. It sinks deep shafts through the social strata to find the gold of real ability in the underlying rock of the masses. It fosters that due degree of individualism which is implied in the right of every human being to have opportunity to rise in whatever directions his peculiar abilities entitle him to go, subordinate to the welfare of the state. It keeps the avenues of promotion to the highest offices, the highest honors, open to the humblest and most obscure lad who has the natural gifts, at the same time that it aids in the improvement of the masses.

Nothing in our educational history is more striking than the steady pressure of democracy upon its universities to adapt them to the requirements of all the people. From the State Universities of the Middle West, shaped under pioneer ideals, have come the fuller recognition of scientific studies, and especially those of applied science devoted to the conquest of nature; the breaking down of the traditional required curriculum; the union of vocational and college work in the same institution; the development of agricultural and engineering colleges and business courses; the training of lawyers, administrators, public men, and journalists—all under the ideal of service to democracy rather than of individual advancement alone. Other universities do the same thing; but the head springs and the main current of this great stream of tendency come from the land of the pioneers, the democratic states of the Middle West. And the people themselves, through their boards of trustees and the legislature, are in the last resort the court of appeal as to the directions and conditions of growth, as well as have the fountain of income from which these universities derive their existence.

The State University has thus both a peculiar power in the directness of its influence upon the whole people and a peculiar limitation in its dependence upon the people. The ideals of the people constitute the atmosphere in which it moves, though it can itself affect this atmosphere. Herein is the source of its strength and the direction of its difficulties. For to fulfil its mission of uplifting the state to continuously higher levels the University must, in the words of Mr. Bryce, "serve the time without yielding to it;" it must recognize new needs without becoming subordinate to the immediately practical, to the short-sightedly expedient. It must not sacrifice the higher efficiency for the more obvious but lower efficiency. It must have the wisdom to make expenditures for results which pay manifold in the enrichment of civilization, but which are not immediate and palpable.

In the transitional condition of American democracy which I have tried to indicate, the mission of the university is most important. The times call for educated leaders. General experience and rule-of-thumb information are inadequate for the solution of the problems of a democracy which no longer owns the safety fund of an unlimited quantity of untouched resources. Scientific farming must increase the yield of the field, scientific forestry must economize the woodlands, scientific experiment and construction by chemist, physicist, biologist and engineer must be applied to all of nature's forces in our complex modern society. The test tube and the microscope are needed rather than ax and rifle in this new ideal of conquest. The very discoveries of science in such fields as public health and manufacturing processes have made it necessary to depend upon the expert, and if the ranks of experts are to be recruited broadly from the democratic masses as well as from those of larger means, the State Universities must furnish at least as liberal opportunities for research and training as the universities based on private endowments furnish. It needs no argument to show that it is not to the advantage of democracy to give over the training of the expert exclusively to privately endowed institutions.

But quite as much in the field of legislation and of public life in general as in the industrial world is the expert needed. The industrial conditions which shape society are too complex, problems of labor, finance, social reform too difficult to be dealt with intelligently and wisely without the leadership of highly educated men familiar with the legislation and literature on social questions in other States and nations.

By training in science, in law, politics, economics and history the universities may supply from the ranks of democracy administrators, legislators, judges and experts for commissions who shall disinterestedly and intelligently mediate between contending interests. When the words "capitalistic classes" and "the proletariate" can be used and understood in America it is surely time to develop such men, with the ideal of service to the State, who may help to break the force of these collisions, to find common grounds between the contestants and to possess the respect and confidence of all parties which are genuinely loyal to the best American ideals.

The signs of such a development are already plain in the expert commissions of some States; in the increasing proportion of university men in legislatures; in the university men's influence in federal departments and commissions. It is hardly too much to say that the best hope of intelligent and principled progress in economic and social legislation and administration lies in the increasing influence of American universities. By sending out these open-minded experts, by furnishing well-fitted legislators, public leaders and teachers, by graduating successive armies of enlightened citizens accustomed to deal dispassionately with the problems of modern life, able to think for themselves, governed not by ignorance, by prejudice or by impulse, but by knowledge and reason and high-mindedness, the State Universities will safeguard democracy. Without such leaders and followers democratic reactions may create revolutions, but they will not be able to produce industrial and social progress. America's problem is not violently to introduce democratic ideals, but to preserve and entrench them by courageous adaptation to new conditions. Educated leadership sets bulwarks against both the passionate impulses of the mob and the sinister designs of those who would subordinate public welfare to private greed. Lord Bacon's splendid utterance still rings true: "The learning of the few is despotism; the learning of the many is liberty. And intelligent and principled liberty is fame, wisdom and power."

There is a danger to the universities in this very opportunity. At first pioneer democracy had scant respect for the expert. He believed that "a fool can put on his coat better than a wise man can do it for him." There is much truth in the belief; and the educated leader, even he who has been trained under present university conditions, in direct contact with the world about him, will still have to contend with this inherited suspicion of the expert. But if he be well trained and worthy of his training, if he be endowed with creative imagination and personality, he will make good his leadership.

A more serious danger will come when the universities are fully recognized as powerful factors in shaping the life of the State—not mere cloisters, remote from its life, but an influential element in its life. Then it may easily happen that the smoke of the battle-field of political and social controversy will obscure their pure air, that efforts will be made to stamp out the exceptional doctrine and the exceptional man. Those who investigate and teach within the university walls must respond to the injunction of the church, "Sursum corda"—lift up the heart to high thinking and impartial search for the unsullied truth in the interests of all the people; this is the holy grail of the universities.

That they may perform their work they must be left free, as the pioneer was free, to explore new regions and to report what they find; for like the pioneers they have the ideal of investigation, they seek new horizons. They are not tied to past knowledge; they recognize the fact that the universe still abounds in mystery, that science and society have not crystallized, but are still growing and need their pioneer trail-makers. New and beneficent discoveries in nature, new and beneficial discoveries in the processes and directions of the growth of society, substitutes for the vanishing material basis of pioneer democracy may be expected if the university pioneers are left free to seek the trail.

In conclusion, the university has a duty in adjusting pioneer ideals to the new requirements of American democracy, even more important than those which I have named. The early pioneer was an individualist and a seeker after the undiscovered; but he did not understand the richness and complexity of life as a whole; he did not fully realize his opportunities of individualism and discovery. He stood in his somber forest as the traveler sometimes stands in a village on the Alps when the mist has shrouded everything, and only the squalid hut, the stony field, the muddy pathway are in view. But suddenly a wind sweeps the fog away. Vast fields of radiant snow and sparkling ice lie before him; profound abysses open at his feet; and as he lifts his eyes the unimaginable peak of the Matterhorn cleaves the thin air, far, far above. A new and unsuspected world is revealed all about him. Thus it is the function of the university to reveal to the individual the mystery and the glory of life as a whole—to open all the realms of rational human enjoyment and achievement; to preserve the consciousness of the past; to spread before the eye the beauty of the universe; and to throw wide its portals of duty and of power to the human soul. It must honor the poet and painter, the writer and the teacher, the scientist and the inventor, the musician and the prophet of righteousness—the men of genius in all fields who make life nobler. It must call forth anew, and for finer uses, the pioneer's love of creative individualism and provide for it a spiritual atmosphere friendly to the development of personality in all uplifting ways. It must check the tendency to act in mediocre social masses with undue emphasis upon the ideals of prosperity and politics. In short, it must summon ability of all kinds to joyous and earnest effort for the welfare and the spiritual enrichment of society. It must awaken new tastes and ambitions among the people.

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