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Japan: An Attempt at Interpretation
by Lafcadio Hearn
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It would seem that the Buddhist teaching of the duty of kindness to all living creatures, and of pity for all suffering, had a powerful effect upon national habit and custom, long before the new religion found general acceptance. As early as the year 675, a decree was issued by the Emperor Temmu forbidding the people to eat "the flesh of kine, horses, dogs, monkeys, or barn-door fowls," and prohibiting the use of traps or the making of pitfalls in catching game.* [*See Aston's translation of the Nihongi, Vol. II, p. 329.] The fact that all kinds of flesh-meat were not forbidden is probably explained by this Emperor's zeal for the maintenance of both creeds;—an absolute prohibition might have interfered with Shinto usages, and would certainly have been incompatible with Shinto traditions. But, although fish never ceased to be an article of food for the laity, we may say that from about this time the mass of the nation abandoned its habits of diet, and forswore the eating of meat, in accordance with [197] Buddhist teaching.... This teaching was based upon the doctrine of the unity of all sentient existence. Buddhism explained the whole visible world by its doctrine of Karma,—simplifying that doctrine so as to adapt it to popular comprehension. The forms of all creatures,—bird, reptile, or mammal; insect or fish,—represented only different results of Karma: the ghostly life in each was one and the same; and, in even the lowest, some spark of the divine existed. The frog or the serpent, the bird or the bat, the ox or the horse,—all had had, at some past time, the privilege of human (perhaps even superhuman) shape: their present conditions represented only the consequence of ancient faults. Any human being also, by reason of like faults, might hereafter be reduced to the same dumb state,—might be reborn as a reptile, a fish, a bird, or a beast of burden. The consequence of wanton cruelty to any animal might cause the perpetrator of that cruelty to be reborn as an animal of the same kind, destined to suffer the same cruel treatment. Who could even be sure that the goaded ox, the over-driven horse, or the slaughtered bird, had not formerly been a human being of closest kin,—ancestor, parent, brother, sister, or child? ...

Not by words only were all these things taught. It should be remembered that Shinto had no art: its ghost-houses, silent and void, were not even [198] decorated. But Buddhism brought in its train all the arts of carving, painting, and decoration. The images of its Bodhisattvas, smiling in gold,—the figures of its heavenly guardians and infernal judges, its feminine angels and monstrous demons,—must have startled and amazed imaginations yet unaccustomed to any kind of art. Great paintings hung in the temples, and frescoes limned upon their walls or ceilings, explained better than words the doctrine of the Six States of Existence, and the dogma of future rewards and punishments. In rows of kakemono, suspended side by side, were displayed the incidents of a Soul's journey to the realm of judgment, and all the horrors of the various hells. One pictured the ghosts of faithless wives, for ages doomed to pluck, with bleeding fingers, the rasping bamboo-grass that grows by the Springs of Death; another showed the torment of the slanderer, whose tongue was torn by demon-pincers; in a third appeared the spectres of lustful men, vainly seeking to flee the embraces of women of fire, or climbing, in frenzied terror, the slopes of the Mountain of Swords. Pictured also were the circles of the Preta-world, and the pangs of the Hungry Ghosts, and likewise the pains of rebirth in the form of reptiles and of beasts. And the art of these early representations—many of which have been preserved—was an art of no mean order. We can hardly conceive the effect upon inexperienced imagination of the crimson frown of Emma [199] (Yama), Judge of the dead,—or the vision of that weird Mirror which reflected, to every spirit the misdeeds of its life in the body,—or the monstrous fancy of that double-faced Head before the judgment seat, representing the visage of the woman Mirume, whose eyes behold all secret sin; and the vision of the man Kaguhana, who smells all odours of evil-doing.... Parental affection must have been deeply touched by the painted legend of the world of children's ghosts,—the little ghosts that must toil, under demon-surveillance, in the Dry Bed of the River of Souls.... But pictured terrors were offset by pictured consolations,—by the beautiful figure of Kwannon, white Goddess of Mercy,—by the compassionate smile of Jizo, the playmate of infant-ghosts,—by the charm also of celestial nymphs, floating on iridescent wings in light of azure. The Buddhist painter opened to simple fancy the palaces of heaven, and guided hope, through gardens of jewel-trees, even to the shores of that lake where the souls of the blessed are reborn in lotos-blossoms, and tended by angel-nurses.

Moreover, for people accustomed only to such simple architecture as that of the Shinto miya, the new temples erected by the Buddhist priests must have been astonishments. The colossal Chinese gates, guarded by giant statues; the lions and lanterns of bronze and stone; the enormous suspended [200] bells, sounded by swinging-beams; the swarming of dragon-shapes under the caves of the vast roofs; the glimmering splendour of the altars; the ceremonial likewise, with its chanting and its incense-burning and its weird Chinese music,—cannot have failed to inspire the wonder-loving with delight and awe. It is a noteworthy fact that the earliest Buddhist temples in Japan still remain, even to Western eyes, the most impressive. The Temple of the Four Deva Kings at Osaka—which, though more than once rebuilt, preserves the original plan—dates from 600 A.D.; the yet more remarkable temple called Horyuji, near Nara, dates from about the year 607.

Of course the famous paintings and the great statues could be seen at the temples only; but the Buddhist image-makers soon began to people even the most desolate places with stone images of Buddhas and of Bodhisattvas. Then first were made those icons of Jizo, which still smile upon the traveller from every roadside,—and the images of Koshin, protector of highways, with his three symbolic Apes,—and the figure of that Bato-Kwannon, who protects the horses of the peasant,—with other figures in whose rude but impressive art suggestions of Indian origin are yet recognizable. Gradually the graveyards became thronged with dreaming Buddhas or Bodhisattvas,—holy guardians of the dead, throned upon lotos-flowers of [201] stone, and smiling with closed eyes the smile of the Calm Supreme. In the cities everywhere Buddhist sculptors opened shops, to furnish pious households with images of the chief divinities worshipped by the various Buddhist sects; and the makers of ihai, or Buddhist mortuary tablets, as well as the makers of household shrines, multiplied and prospered.

Meanwhile the people were left free to worship their ancestors according to either creed; and if a majority eventually gave preference to the Buddhist rite, this preference was due in large measure to the peculiar emotional charm which Buddhism had infused into the cult. Except in minor details, the two rites differed scarcely at all; and there was no conflict whatever between the old ideas of filial piety and the Buddhist ideas attaching to the new ancestor-worship, Buddhism taught that the dead might be helped and made happier by prayer, and that much ghostly comfort could be given them by food-offerings. They were not to be offered flesh or wine; but it was proper to gratify them with fruits and rice and cakes and flowers and the smoke of incense. Besides, even the simplest food-offerings might be transmuted, by force of prayer, into celestial nectar and ambrosia. But what especially helped the new ancestor-cult to popular favour, was the fact that it included many beautiful and touching customs not known to the old. Everywhere [202] the people soon learned to kindle the hundred and eight fires of welcome for the annual visit of their dead,—to supply the spirits with little figures made of straw, or made out of vegetables, to-serve for oxen or horses,*—also to prepare the ghost-ships (shoryobune), in which the souls of the ancestors were to return, over the sea, to their under-world. Then too were instituted the Bon-odori, or Dances of the Festival of the Dead,** and the custom of suspending white lanterns at graves, and coloured lanterns at house-gates, to light the coining and the going of the visiting dead.

[*An eggplant, with four pegs of wood stuck into it, to represent legs, usually stands for an ox; and a cucumber, with four pegs, serves for a horse.... One is reminded of the fact that, at some of the ancient Greek sacrifices, similar substitutes for real animals were used. In the worship of Apollo, at Thebes, apples with wooden pegs stuck into them, to represent feet and horns, were offered as substitutes for sheep.

**The dances themselves—very curious and very attractive to witness—are much older than Buddhism; but Buddhism made them a feature of the festival referred to, which lasts for three days. No person who has not witnessed a Bon-odori can form the least idea of what Japanese dancing means: it is something utterly different from what usually goes by the name,—something indescribably archaic, weird, and nevertheless fascinating. I have repeatedly sat up all night to watch the peasants dancing. Japanese dancing girls, be it observed, do not dance: they pose. The peasants dance.]

But perhaps the greatest value of Buddhism to the nation was educational. The Shinto priests were not teachers. In early times they were mostly aristocrats, religious representatives of the clans; and the idea of educating the common people could not even have occurred to them. Buddhism, on [203] the other hand, offered the boon of education to all,—not merely a religious education, but an education in the arts and the learning of China. The Buddhist temples eventually became common schools, or had schools attached to them; and at each parish temple the children of the community were taught, at a merely nominal cost, the doctrines of the faith, the wisdom of the Chinese classics, calligraphy, drawing, and much besides. By degrees the education of almost the whole nation came under Buddhist control; and the moral effect was of the best. For the military class indeed there was another and special system of education; but Samurai scholars sought to perfect their knowledge under Buddhist teachers of renown; and the imperial household itself employed Buddhist instructors. For the common people everywhere the Buddhist priest was the schoolmaster; and by virtue of his occupation as teacher, not less than by reason of his religious office, he ranked with the samurai. Much of what remains most attractive, in Japanese character—the winning and graceful aspects of it—seems to have been developed under Buddhist training.

It was natural enough that to his functions of public instructor, the Buddhist priest should have added those of a public registrar. Until the period of disendowment, the Buddhist clergy remained, throughout the country, public as well as religious officials. They kept the parish records, and furnished [204] at need certificates of birth, death, or family descent.

To give any just conception of the immense civilizing influence which Buddhism exerted in Japan would require many volumes. Even to summarize the results of that influence by stating only the most general facts, is scarcely possible,—for no general statement can embody the whole truth of the work accomplished. As a moral force, Buddhism strengthened authority and cultivated submission, by its capacity to inspire larger hopes and fears than the more ancient religion could create. As teacher, it educated the race, from the highest to the humblest, both in ethics and in esthetics. All that can be classed under the name of art in Japan was either introduced or developed by Buddhism; and the same may be said regarding nearly all Japanese literature possessing real literary quality,—excepting some Shinto rituals, and some fragments of archaic poetry. Buddhism introduced drama, the higher forms of poetical composition, and fiction, and history, and philosophy. All the refinements of Japanese life were of Buddhist introduction, and at least a majority of its diversions and pleasures. There is even to-day scarcely one interesting or beautiful thing, produced in the country, for which the nation is not in some sort indebted to Buddhism. Perhaps the best and briefest way of [205] stating the range of such indebtedness, is simply to, say that Buddhism brought the whole of Chinese civilization into Japan, and thereafter patiently modified and reshaped it to Japanese requirements. The elder civilization was not merely superimposed upon the social structure, but fitted carefully into it, combined with it so perfectly that the marks of the welding, the lines of the juncture, almost totally disappeared.



[207]

THE HIGHER BUDDHISM

Philosphical Buddhism requires some brief consideration in this place,—for two reasons. The first is that misapprehension or ignorance of the subject has rendered possible the charge of atheism against the intellectual classes of Japan. The second reason is that some persons imagine the Japanese common people—that is to say, the greater part of the nation—believers in the doctrine of Nirvana as extinction (though, as a matter of fact, even the meaning of the word is unknown to the masses), and quite resigned to vanish from the face of the earth, because of that incapacity for struggle which the doctrine is supposed to create. A little serious thinking ought to convince any intelligent man that no such creed could ever have been the religion of either a savage or a civilized people. But myriads of Western minds are ready at all times to accept statements of impossibility without taking the trouble to think about them; and if I can show some of my readers how far beyond popular comprehension the doctrines of the higher Buddhism really are, something will have been accomplished for the cause of truth and [208] common-sense. And besides the reasons already given for dwelling upon the subject, there is this third and special reason,—that it is one of extraordinary interest to the student of modern philosophy.

Before going further, I must remind you that the metaphysics of Buddhism can be studied anywhere else quite as well as in Japan, since the more important sutras have been translated into various European languages, and most of the untranslated texts edited and published. The texts of Japanese Buddhism are Chinese; and only Chinese scholars are competent to throw light upon the minor special phases of the subject. Even to read the Chinese Buddhist canon of 7000 volumes is commonly regarded as an impossible feat,—though it has certainly been accomplished in Japan. Then there are the commentaries, the varied interpretations of different sects, the multiplications of later doctrine, to heap confusion upon confusion. The complexities of Japanese Buddhism are incalculable; and those who try to unravel them soon become, as a general rule, hopelessly lost in the maze of detail. All this has nothing to do with my present purpose, I shall have very little to say about Japanese Buddhism as distinguished from other Buddhism, and nothing at all to say about sect-differences. I shall keep to general facts as regards the higher doctrine,—selecting from among such facts only those most suitable [209] for the illustration of that doctrine. And I shall not take up the subject of Nirvana, in spite of its great importance,—having treated it as fully as I was able in my Gleanings in Buddha-Fields, —but confine myself to the topic of certain analogies between the conclusions of Buddhist metaphysics and the conclusions of contemporary Western thought.

In the best single volume yet produced in English on the subject of Buddhism,* the late Mr. Henry Clarke Warren observed: "A large part of the pleasure that I have experienced in the study of Buddhism has arisen from what I may call the strangeness of the intellectual landscape. [*Buddhism in Translations, by Henry Clarke Warren (Cambridge, Massachusetts, 1896). Published by Harvard University.] All the ideas, the modes of argument, even the postulates assumed and not argued about, have always seemed so strange, so different from anything to which I have been accustomed, that I felt all the time as though walking in Fairyland. Much of the charm that the Oriental thoughts and ideas have for me appears to be because they so seldom fit into Western categories." ... The serious attraction of Buddhist philosophy could not be better suggested: it is indeed "the strangeness of the intellectual landscape," as of a world inside-out and upside-down, that has chiefly interested Western [210] thinkers heretofore. Yet after all, there is a class of Buddhist concepts which can be fitted, or very nearly fitted, into Western categories. The higher Buddhism is a kind of Monism; and it includes doctrines that accord, in the most surprising manner, with the scientific theories of the German and the English monists. To my thinking, the most curious part of the subject, and its main interest, is represented just by these accordances,—particularly in view of the fact that the Buddhist conclusions have been reached through mental processes unknown to Western thinking, and unaided by any knowledge of science.... I venture to call myself a student of Herbert Spencer; and it was because of my acquaintance with the Synthetic Philosophy that I came to find in Buddhist philosophy a more than romantic interest. For Buddhism is also a theory of evolution, though the great central idea of our scientific evolution (the law of progress from homogeneity to heterogeneity) is not correspondingly implied by Buddhist doctrine as regards the life of this world. The course of evolution as we conceive it, according to Professor Huxley, "must describe a trajectory like that of a ball fired from a mortar; and the sinking half of that course is as much a part of the general process of evolution as the rising." The highest point of the trajectory would represent what Mr. Spencer calls Equilibration,—the supreme point of development preceding the period [211] of decline; but, in Buddhist evolution, this supreme point vanishes into Nirvana. I can best illustrate the Buddhist position by asking you to imagine the trajectory line upside-down,—a course descending out of the infinite, touching ground, and ascending again to mystery.... Nevertheless, some Buddhist ideas do offer the most startling analogy with the evolutional ideas of our own time; and even those Buddhist concepts most remote from Western thought can be best interpreted by the help of illustrations and of language borrowed from modern science.

I think that we may consider the most remarkable teachings of the higher Buddhism,—excluding the doctrine of Nirvana, for the reason already given,—to be the following:—

That there is but one Reality;—

That the Consciousness is not the real Self;—

That Matter is an aggregate of phenomena created by the force of acts and thoughts;—

That all objective and subjective existence is made by Karma,— the present being the creation of the Past, and the actions of the present and the past, in combination, determining the conditions of the future.... (Or, in other words, that the universe of Matter, and the universe of [conditioned] Mind, represent in their evolution a strictly moral order.)

It will he worth while now to briefly consider [212] these doctrines in their relation to modern thought, beginning with the first, which is Monism:—

All things having form or name,—Buddhas, gods, men, and all living creatures,—suns, worlds, moons, the whole visible cosmos,—are transitory phenomena.... Assuming, with Herbert Spencer, that the test of reality is permanence, one can scarcely question this position; it differs little from the statement with which the closing chapter of the First Principles concludes:—

"Though the relation of subject and object renders necessary to us these antithetical conceptions of Spirit and Matter, the one is no less than the other to be regarded as but a sign of the Unknown Reality which underlies both."—Edition of 1894.

For Buddhism the sole reality is the Absolute,—Buddha as unconditioned and Infinite Being. There is no other veritable existence, whether of Matter or of Mind; there is no real individuality or personality; the "I" and the "Not-I" are essentially nowise different. We are reminded of Mr. Spencer's position, that "it is one and the same Reality which is manifested to us both subjectively and objectively." Mr. Spencer goes on to say: "Subject and Object, as actually existing, can never be contained in the consciousness produced by the cooperation of the two, though they are necessarily [213] implied by it; and the antithesis of Subject and Object, never to be transcended while consciousness lasts, renders impossible all knowledge of that Ultimate Reality in which Subject and Object are united."... I do not think that a master of the higher Buddhism would dispute Mr. Spencer's doctrine of Transfigured Realism. Buddhism does not deny the actuality of phenomena as phenomena, but denies their permanence, and the truth of the appearances which they present to our imperfect senses. Being transitory, and not what they seem, they are to be considered in the nature of illusions,—impermanent manifestations of the only permanent Reality. But the Buddhist position is not agnosticism: it is astonishingly different, as we shall presently see. Mr. Spencer states that we cannot know the Reality so long as consciousness lasts,—because while consciousness lasts we cannot transcend the antithesis of Object and Subject, and it is this very antithesis which makes consciousness possible. "Very true," the Buddhist metaphysician would reply; "we cannot know the sole Reality while consciousness lasts. But destroy consciousness, and the Reality becomes cognizable. Annihilate the illusion of Mind, and the light will come." This destruction of consciousness signifies Nirvana,—the extinction of all that we call Self. Self is blindness: destroy it, and the Reality will be revealed as infinite vision and infinite peace.

[214] We have now to ask what, according to Buddhist philosophy, is the meaning of the visible universe as phenomenon, and the nature of the consciousness that perceives. However transitory, the phenomenon makes an impression upon consciousness; and consciousness itself, though transitory, has existence; and its perceptions, however delusive, are perceptions of actual relation. Buddhism answers that both the universe and the consciousness are merely aggregates of Karma—complexities incalculable of conditions shaped by acts and thoughts through some enormous past. All substance and all conditioned mind (as distinguished from unconditioned mind) are products of acts and thoughts: by acts and thoughts the atoms of bodies have been integrated; and the affinities of those atoms—the polarities of them, as a scientist might say—represent tendencies shaped in countless vanished lives. I may quote here from a modern Japanese treatise on the subject:—

"The aggregate actions of all sentient beings give birth to the varieties of mountains, rivers, countries, etc. They are caused by aggregate actions, and so are called aggregate fruits. Our present life is the reflection of past actions. Men consider these reflections as their real selves. Their eyes, noses, ears, tongues, and bodies—as well as their gardens, woods, farms, residences, servants, and maids—men imagine to be their own possessions; but, in fact, they are only results endlessly produced by innumerable [215] actions. In tracing every thing back to the ultimate limits of the past, we cannot find a beginning: hence it is said that death and birth have no beginning. Again, when seeking the ultimate limit of the future, we cannot find the end."* [*Outlines of the Maheyena Philosophy, by S. Kuroda.]

This teaching that all things are formed by Karma—whatever is good in the universe representing the results of meritorious acts or thoughts; and what ever is evil, the results of evil acts or thoughts—has the approval of five of the great sects; and we may accept it as a leading doctrine of Japanese Buddhism.... The cosmos is, then, an aggregate of Karma; and the mind of man is an aggregate of Karma; and the beginnings thereof are unknown, and the end cannot be imagined. There is a spiritual evolution, of which the goal is Nirvana; but we have no declaration as to a final state of universal rest, when the shaping of substance and of mind will have ceased forever.... Now the Synthetic Philosophy assumes a very similar position as regards the evolution of Phenomena: there is no beginning to evolution, nor any conceivable end. I quote from Mr. Spencer's reply to a critic in the North American Review:

"That 'absolute commencement of organic life upon the globe,' which the reviewer says I 'cannot evade the admission of,' I distinctly deny. The affirmation of [216] universal evolution is in itself the negation of an absolute commencement of anything. Construed in terms of evolution, every kind of being is conceived as a product of modification wrought by insensible gradations upon a preexisting kind of being; and this holds as fully of the supposed 'commencement of organic life' as of all subsequent developments of organic life.... That organic matter was not produced all at once, but was reached through steps, we are well warranted in believing by the experiences of chemists."* ... [*Principles of Biology, Vol. I, p. 482.]

Of course it should be understood that the Buddhist silence, as to a beginning and an end, concerns only the production of phenomena, not any particular existence of groups of phenomena. That of which no beginning or end can be predicated is simply the Eternal Becoming. And, like the older Indian philosophy from which it sprang, Buddhism teaches the alternate apparition and disparition of universes. At certain prodigious periods of time, the whole cosmos of "one hundred thousand times ten millions of worlds" vanishes away,—consumed by fire or otherwise destroyed,—but only to be reformed again. These periods are called "World-Cycles," and each World-Cycle is divided into four "Immensities,"—but we need not here consider the details of the doctrine. It is only the fundamental idea of a evolutional rhythm that is really interesting. I need scarcely remind the reader that [217] the alternate disintegration and reintegration of the cosmos is also a scientific conception, and a commonly accepted article of evolutional belief. I may quote, however, for other reasons, the paragraph expressing Herbert Spencer's views upon the subject:—

"Apparently the universally coexistent forces of attraction and repulsion, which, as we have seen, necessitate rhythm in all minor changes throughout the Universe, also necessitate rhythm in the totality of changes,—produce now an immeasurable period during which the attractive forces, predominating, cause universal concentration; and then an immeasurable period during which the repulsive forces, predominating, cause diffusion,—alternate eras of Evolution and Dissolution. And thus there is suggested to us the conception of a past during which there have been successive Evolutions analogous to that which is now going on; and a future during which successive other such Evolutions may go on-ever the same in principle, but never the same in concrete result."—First Principles, Section 183*

[*This paragraph, from the fourth edition, has been considerably qualified in the definitive edition of 1900.]

Further on, Mr. Spencer has pointed out the vast logical consequence involved by this hypothesis:—

"If, as we saw reason to think, there is an alternation of Evolution and Dissolution in the totality of things,—if, as we are obliged to infer from the Persistence of Force, the arrival at either limit of this vast rhythm brings about the conditions under which a counter-movement commences, [218]—if we are hence compelled to entertain the conception of Evolutions that have filled an immeasurable past, and Evolutions that will fill an immeasurable future,—we can no longer contemplate the visible creation as having a definite beginning or end, or as being isolated. It becomes unified with all existence before and after; and the Force which the Universe presents falls into the same category with its Space and Time as admitting of no limitation in thought."*—First Principles, Section 190.

[*Condensed and somewhat modified in the definitive edition of 1900; but, for present purposes of illustration, the text of the fourth edition has been preferred.]

The foregoing Buddhist positions sufficiently imply that the human consciousness is but a temporary aggregate,—not an eternal entity. There is no permanent self: there is but one eternal principle in all life,—the supreme Buddha. Modern Japanese call this Absolute the "Essence of Mind." "The fire fed by faggots," writes one of these, "dies when the faggots have been consumed; but the essence of fire is never destroyed.... All things in the Universe are Mind." So stated, the position is unscientific; but as for the conclusion reached, we may remember that Mr. Wallace has stated almost exactly the same thing, and that there are not a few modern preachers of the doctrine of a "universe of mind-stuff." The hypothesis is "unthinkable." But the most serious thinker will agree with the Buddhist assertion that the relation of all phenomena to the unknowable is merely that of waves to sea. "Every [219] feeling and thought being but transitory," says Mr. Spencer, "an entire life made up of such feelings and thoughts being but transitory,—nay, the objects amid which life is passed, though less transitory, being severally in course of losing their individualities quickly or slowly,—we learn that the one thing permanent is the Unknown Reality hidden under all these changing shapes." Here the English and the Buddhist philosophers are in accord; but thereafter they suddenly part company. For Buddhism is not agnosticism, but gnosticism, and professes to know the unknowable. The thinker of Mr. Spencer's school cannot make assumptions as to the nature of the sole Reality, nor as to the reason of its manifestations. He must confess himself intellectually incapable of comprehending the nature of force, matter, or motion. He feels justified in accepting the hypothesis that all known elements have been evolved from one primordial undifferentiated substance,—the chemical evidence for this hypothesis being very strong. But he certainly would not call that primordial substance a substance of mind, nor attempt to explain the character of the forces that effected its integration. Again, though Mr. Spencer would probably acknowledge that we know of matter only as an aggregate of forces, and of atoms only as force-centres, or knots of force, he would not declare that an atom is a force-centre, and nothing else.... But we find evolutionists [220] of the German school taking a position very similar to the Buddhist position,—which implies a universal sentiency, or, more strictly speaking, a universal potential-sentiency. Haeckel and other German monists assume such a condition for all substance. They are not agnostics, therefore, but gnostics; and their gnosticism very much resembles that of the higher Buddhism.

According to Buddhism there is no reality save Buddha: all things else are but Karma. There is but one Life, one Self: human individuality and personality are but phenomenal conditions of that Self, Matter is Karma; Mind is Karma—that is to say, mind as we know it: Karma, as visibility, represents to us mass and quality; Karma, as mentality, signifies character and tendency. The primordial substance—corresponding to the "protyle" of our Monists—is composed of Five Elements, which are mystically identified with Five Buddhas, all of whom are really but different modes of the One. With this idea of a primordial substance there is necessarily associated the idea of a universal sentiency. Matter is alive.

Now to the German monists also matter is alive. On the phenomena of cell-physiology, Haeckel claims to base his conviction that "even the atom is not without rudimentary form of sensation and will,—or, as it is better expressed, of feeling (aesthesis), and of inclination (tropesis),—that is to [221] say, a universal soul of the simplest kind." I may quote also from Haeckel's Riddle of the Universe the following paragraph expressing the monistic notion of substance as held by Vogt and others:—

"The two fundamental forms of substance, ponderable matter and ether, are not dead and only moved by extrinsic force; but they are endowed with sensation and will (though, naturally, of the lowest grade); they experience an inclination for condensation, a dislike of strain; they strive after the one, and struggle against the other."

Less like a revival of the dreams of the Alchemists is the very probable hypothesis of Schneider, that sentiency begins with the formation of certain combinations,—that feeling is evolved from the non-feeling just as organic being has been evolved from inorganic substance. But all these monist ideas enter into surprising combination with the Buddhist teaching about matter as integrated Karma; and for that reason they are well worth citing in this relation. To Buddhist conception all matter is sentient,—the sentiency varying according to condition: "even rocks and stones," a Japanese Buddhist text declares, "can worship Buddha." In the German monism of Professor Haeckel's school, the particular qualities and affinities of the atom represent feeling and inclination, "a soul of the simplest kind"; in Buddhism these qualities are made by [222] Karma,—that is to say, they represent tendencies formed in previous states of existence. The hypotheses appear to be very similar. But there is only immense, all-important difference, between the Occidental and the Oriental monism. The former would attribute the qualities of the atom merely to a sort of heredity,—to the persistency of tendencies developed under chance—influences operating throughout an incalculable past. The latter declares the history of the atom to be purely moral! All matter, according to Buddhism, represents aggregated sentiency, making, by its inherent tendencies, toward conditions of pain or pleasure, evil or good. "Pure actions," writes the author of Outlines of the Maheyena Philosophy, "bring forth the Pure Lands of all the quarters of the universe; while impure deeds produce the Impure Lands." That is to say, the matter integrated by the force of moral acts goes to the making of blissful worlds; and the matter formed by the force of immoral acts goes to the making of miserable worlds. All substance, like all mind, has its Karma; planets, like men, are shaped by the creative power of acts and thoughts; and every atom goes to its appointed place, sooner or later, according to the moral or immoral quality of the tendencies that inform it. Your good or bad thought or deed will not only affect your next rebirth, but will likewise affect in some sort the nature of worlds yet unevolved, wherein, after innumerable cycles, [223] you may have to live again. Of course, this tremendous idea has no counterpart in modern evolutional philosophy. Mr. Spencer's position is well known; but I must quote him for the purpose of emphasizing the contrast between Buddhist and scientific thought:—

"...We have no ethics of nebular condensation, or of sidereal movement, or of planetary evolution; the conception is not relevant to inorganic matter. Nor, when we turn to organized things, do we find that it has any relation to the phenomena of plant-life; though we ascribe to plants superiorities and inferiorities, leading to successes and failures in the struggle for existence, we do not associate with them praise or blame. It is only with the rise of sentiency in the animal world that the subject-matter of ethics originates."—Principles of Ethics, Vol. II, Section 326.

On the contrary, it will be seen, Buddhism actually teaches what we may call, to borrow Mr. Spencer's phrase, "the ethics of nebular condensation,"—though to Buddhist astronomy, the scientific meaning of the term "nebular condensation" was never known. Of course the hypothesis is beyond the power of human intelligence to prove or to disprove. But it is interesting, for it proclaims a purely moral order of the cosmos, and attaches almost infinite consequence to the least of human acts. Had the old Buddhist metaphysicians been acquainted with the facts of modern chemistry, they [224] might have applied their doctrine, with appalling success, to the interpretation of those facts. They might have explained the dance of atoms, the affinities of molecules, the vibrations of ether, in the most fascinating and terrifying way by their theory of Karma.... Here is a universe of suggestion,—most weird suggestion—for anybody able and willing to dare the experiment of making a new religion, or at least a new and tremendous system of Alchemy, based upon the notion of a moral order in the inorganic world!

But the metaphysics of Karma in the higher Buddhism include much that is harder to understand than any alchemical hypothesis of atom-combinations. As taught by popular Buddhism, the doctrine of rebirth is simple enough,—signifying no more than transmigration: you have lived millions of times in the past, and you are likely to live again millions of times in the future,—all the conditions of each rebirth depending upon past conduct. The common notion is that after a certain period of bodiless sojourn in this world, the spirit is guided somehow to the place of its next incarnation. The people, of course, believe in souls. But there is nothing of all this in the higher doctrine, which denies transmigration, denies the existence of the soul, denies personality. There is no Self to be reborn; there is no transmigration—and yet there [225] is rebirth! There is no real "I" that suffers or is glad—and yet there is new suffering to be borne or new happiness to be gained! What we call the Self,—the personal consciousness,—dissolves at the death of the body; but the Karma, formed during life, then brings about the integration of a new body and a new consciousness. You suffer in this existence because of acts done in a previous existence—-yet the author of those acts was not identical with your present self! Are you, then, responsible for the faults of another person?

The Buddhist metaphysician would answer thus: "The form of your question is wrong, because it assumes the existence of personality,—and there is no personality. There is really no such individual as the 'you' of the inquiry. The suffering is indeed the result of errors committed in some anterior existence or existences; but there is no responsibility for the acts of another person, since there is no personality. The 'I' that was and the 'I' that is represent in the chain of transitory being aggregations momentarily created by acts and thoughts; and the pain belongs to the aggregates as condition resulting from quality." All this sounds extremely obscure: to understand the real theory we must put away the notion of personality, which is a very difficult thing to do. Successive births do not mean transmigration in the common sense of that word, but only the self-propagation of [226] Karma: the perpetual multiplying of certain conditions by a kind of ghostly gemmation,—if I may borrow a biological term. The Buddhist illustration, however, is that of flame communicated from one lamp-wick to another: a hundred lamps may thus be lighted from one flame, and the hundred flames will all be different, though the origin of all was the same. Within the hollow flame of each transitory life is enclosed a part of the only Reality; but this is not a soul that transmigrates. Nothing passes from birth to birth but Karma,—character or condition.

One will naturally ask how can such a doctrine exert any moral influence whatever? If the future being shaped by my Karma is to be in nowise identical with my present self,—if the future consciousness evolved by my Karma is to be essentially another consciousness,—how can I force myself to feel anxious about the sufferings of that unborn person? "Again your question is wrong," a Buddhist would answer: "to understand the doctrine you must get rid of the notion of individuality, and think, not of persons, but of successive states of feeling and consciousness, each of which buds out of the other,—a chain of existences interdependently united." ... I may attempt another illustration. Every individual, as we understand the term, is continually changing. All the structures of the body are constantly undergoing waste and repair; and the [227] body that you have at this hour is not, as to substance, the same body that you had ten years ago. Physically you are not the same person: yet you suffer the same pains, and feel the same pleasures, and find your powers limited by the same conditions. Whatever disintegrations and reconstructions of tissue have taken place within you, you have the same physical and mental peculiarities that you had ten years ago. Doubtless the cells of your brain have been decomposed and recomposed: yet you experience the same emotions, recall the same memories, and think the same thoughts. Everywhere the fresh substance has assumed the qualities and tendencies of the substance replaced. This persistence of condition is like Karma. The transmission of tendency remains, though the aggregate is changed....

These few glimpses into the fantastic world, of Buddhist metaphysics will suffice, I trust, to convince any intelligent reader that the higher Buddhism (to which belongs the much-discussed and little-comprehended doctrine of Nirvana) could never have been the religion of millions almost incapable of forming abstract ideas,—the religion of a population even yet in a comparatively early stage of religious evolution. It was never understood by the people at all, nor is it ever taught to them to-day. It is a religion of metaphysicians, a [228] religion of scholars, a religion so difficult to be understood, even by persons of some philosophical training, that it might well be mistaken for a system of universal negation. Yet the reader should now be able to perceive that, because a man disbelieves in a personal God, in an immortal soul, and in any continuation of personality after death, it does not follow that we are justified in declaring him an irreligious Person,—especially if he happen to be an Oriental. The Japanese scholar who believes in the moral order of the universe, the ethical responsibility of the present to all the future, the immeasurable consequence of every thought and deed, the ultimate disparition of evil, and the power of attainment to conditions of infinite memory and infinite vision,—cannot be termed either an atheist or a materialist, except by bigotry and ignorance. Profound as may be the difference between his religion and our own, in respect of symbols and modes of thought, the moral conclusions reached in either case are very much the same.



[229]

THE SOCIAL ORGANIZATION

The late Professor Fiske, in his Outline of Cosmic Philosophy, made a very interesting remark about societies like those of China, ancient Egypt, and ancient Assyria. "I am expressing," he said, "something more than an analogy, I am describing a real homology so far as concerns the process of development,—when I say that these communities simulated modern European nations, much in the same way that a tree-fern of the carboniferous period simulated the exogenous trees of the present time." So far as this is true of China, it is likewise true of Japan. The constitution of the old Japanese society was no more than an amplification of the constitution of the family,—the patriarchal family of primitive times. All modern Western societies have been developed out of a like patriarchal condition: the early civilizations of Greece and Rome were similarly constructed, upon a lesser scale. But the patriarchal family in Europe was disintegrated thousands of years ago; the gens and the curia dissolved and disappeared; the originally distinct classes became fused together; and a total reorganization of society was gradually [230] effected, everywhere resulting in the substitution of voluntary for compulsory cooperation. Industrial types of society developed; and a state-religion overshadowed the ancient and exclusive local cults. But society in Japan never, till within the present era, became one coherent body, never developed beyond the clan-stage. It remained a loose agglomerate of clan-groups, or tribes, each religiously and administratively independent of the rest; and this huge agglomerate was kept together, not by voluntary cooperation, but by strong compulsion. Down to the period of Meiji, and even for some time afterward, it was liable to split and fall asunder at any moment that the central coercive power showed signs of weakness. We may call it a feudalism; but it resembled European feudalism only as a tree-fern resembles a tree.

Let us first briefly consider the nature of the ancient Japanese society. Its original unit was not the household, but the patriarchal family,—that is to say, the gens or clan, a body of hundreds or thousands of persons claiming descent from a common ancestor, and so religiously united by a common ancestor-worship,—the cult of the Ujigami. As I have said before, there were two classes of these patriarchal families: the O-uji, or Great Clans; and the Ko-uji, or Little Clans. The lesser were branches of the greater, and subordinate to [231] them,—so that the group formed by an O-uji with its Ko-uji might be loosely compared with the Roman curia or Greek phratry. Large bodies of serfs or slaves appear to have been attached to the various great Uji; and the number of these, even at a very early period, seems to have exceeded that of the members of the clans proper. The different names given to these subject-classes indicate different grades and kinds of servitude. One name was tomobe, signifying bound to a place, or district; another was yakabe, signifying bound to a family; a third was kakibe, signifying bound to a close, or estate; yet another and more general term was tami, which anciently signified "dependants," but is now used in the meaning of the English word "folk." ... There is little doubt that the bulk of the people were in a condition of servitude, and that there were many forms of servitude. Mr. Spencer has pointed out that a general distinction between slavery and serfdom, in the sense commonly attached to each of those terms, is by no means easy to establish; the real state of a subject-class, especially in early forms of society, depending much more upon the character of the master, and the actual conditions of social development, than upon matters of privilege and legislation. In speaking of early Japanese institutions, the distinction is particularly hard to draw: we are still but little informed as to the condition of the subject [232] classes in ancient times. It is safe to assert, however, that there were then really but two great classes,—a ruling oligarchy, divided into many grades; and a subject population, also divided into many grades. Slaves were tattooed, either on the face or some part of the body, with a mark indicating their ownership. Until within recent years this system of tattooing appears to have been maintained in the province of Satsuma,—where the marks were put especially upon the hands; and in many other provinces the lower classes were generally marked by a tattoo on the face. Slaves were bought and sold like cattle in early times, or presented as tribute by their owners,—a practice constantly referred to in the ancient records. Their unions were not recognized: a fact which reminds us of the distinction among the Romans between connubium and contubernium; and the children of a slave-mother by a free father remained slaves.* In the seventh century, however, private slaves were declared state-property, and great numbers were [233] then emancipated,—including nearly all—probably all—who were artizans or followed useful callings. Gradually a large class of freedmen came into existence; but until modern times the great mass of the common people appear to have remained in a condition analogous to serfdom. The greater number certainly had no family names,—which is considered evidence of a former slave-condition. Slaves proper were registered in the names of their owners: they do not seem to have had a cult of their own,—in early times, at least. But, prior to Meiji, only the aristocracy, samurai, doctors, and teachers—with perhaps a few other exceptions—could use a family name. Another queer bit of evidence or, the subject, furnished by the late Dr. Simmons, relates to the mode of wearing the hair among the subject-classes. Up to the time of the Ashikaga shogunate (1334 A.D.), all classes excepting the nobility, samurai, Shinto priests, and doctors, shaved the greater part of the head, and wore queues; and this fashion of wearing the hair was called yakko-atama or dorei-atama—terms signifying "slave-head," and indicating that the fashion originated in a period of servitude.

[*In the year 645, the Emperor Kotoku issued the following edict on the subject:—

"The law of men and women shall be that the children born of a free man and a free woman shall belong to the father; if a free man takes to wife a slave-woman, her children shall belong to the mother; if a free woman marries a slave-man, the children shall belong to the father; if they are slaves of two houses, the children shall belong to the mother. The children of temple-serfs shall follow the rule for freemen. But in regard to others who become slaves, they shall be treated according to the rule for slaves.—Aston's translation of the Nihongi, Vol. II, p. 202.]

About the origin of Japanese slavery, much remains to be learned. There are evidences of successive immigrations; and it is possible that some, at least, of the earlier Japanese settlers were reduced by later invaders to the status of servitude. Again, [234] there was a considerable immigration of Koreans and Chinese, some of whom might have voluntarily sought servitude as a refuge from worse evils. But the subject remains obscure. We know, however, that degradation to slavery was a common punishment in early times; also, that debtors unable to pay became the slaves of their creditors; also, that thieves were sentenced to become the slaves of those whom they had robbed.* Evidently there were great differences in the conditions of servitude. The more unfortunate class of slaves were scarcely better off than domestic animals; but there were serfs who could not be bought or sold, nor employed at other than special work; these were of kin to their lords, and may have entered voluntarily into servitude for the sake of sustenance and protection. Their relation to their masters reminds us of that of the Roman client to the Roman patron.

[*An edict issued by the Empress Jito, in 690, enacted that a father could sell his son into real slavery; but that debtors could be sold only into a kind of serfdom. The edict ran thus: "If a younger brother of the common people is sold by his elder brother, he should be classed with freemen; if a child is sold by his parents, he should be classed with slaves; persons confiscated into slavery, by way of payment of interest on debts, are to be classed with freemen; and their children, though born of a union with a slave, are to be all classed with freemen."—Aston's Nihongi, Vol. II, p, 402.]

As yet it is difficult to establish any clear distinction between the freedmen and the freemen of ancient Japanese society; but we know that the free population, ranking below the ruling class, [235] consisted of two great divisions: the kunitsuko and the tomonotsuko. The first were farmers, descendants perhaps of the earliest Mongol invaders, and were permitted to hold their own lands independently of the central government: they were lords of their own soil, but not nobles. The tomonotsuko were artizans,—probably of Korean or Chinese descent, for the most part,—and numbered no less than 180 clans. They followed hereditary occupations; and their clans were attached to the imperial clans, for which they were required to furnish skilled labour.

Originally each of the O-uji and Ko-uji had its own territory, chiefs, dependants, serfs, and slaves. The chieftainships were hereditary,—descending from father to son in direct succession from the original patriarch. The chief of a great clan was lord over the chiefs of the subclans attached to it: his authority was both religious and military. It must not be forgotten that religion and government were considered identical.

All Japanese clan-families were classed under three heads,—Kobetsu, Shinbetsu, and Bambetsu. The Kobetsu ("Imperial Branch") represented the so-called imperial families, claiming descent from the Sun-goddess; the Shinbetsu ("Divine Branch") were clans claiming descent from other deities, terrestrial or celestial; the Bambetsu ("Foreign Branch") represented the mass of the people. [236] Thus it would seem that, by the ruling classes, the common people were originally considered strangers,—Japanese only by adoption. Some scholars think that the term Bambetsu was at first given to serfs or freedmen of Chinese or Korean descent. But this has not been proved. It is only certain that all society was divided into three classes, according to ancestry; that two of these classes constituted a ruling oligarchy;* and that the third, or "foreign" class represented the bulk of the nation,—the plebs.

[*Dr. Florenz accounts for the distinction between Kobetsu and Shinbetsu as due to the existence of two military ruling classes,—resulting from two successive waves of invasion or immigration. The Kobetsu were the followers of Jimmu Tenno; the Shinbetsu were earlier conquerors who had settled in Yamato prior to the advent of Jimmu. These first conquerors, he thinks, were not dispossessed.]

There was a division also into castes—kabane or sei. (I use the term "castes," following Dr. Florenz, a leading authority on ancient Japanese civilization, who gives the meaning of sei as equivalent to that of the Sanscrit varna, signifying "caste" or "colour.") Every family in the three great divisions of Japanese society belonged to some caste; and each caste represented at first some occupation or calling. Caste would not seem to have developed any very rigid structure in Japan; and there were early tendencies to a confusion of the kabane. In the seventh century the confusion became so great that the Emperor Temmu thought it necessary to reorganize the sei; and by him all the clan-families were regrouped into eight new castes.

[237] Such was the primal constitution of Japanese society; and that society was, therefore, in no true sense of the term, a fully formed nation. Nor can the title of Emperor be correctly applied to its early rulers. The German scholar, Dr. Florenz, was the first to establish these facts, contrary to the assumption of Japanese historians. He has shown that the "heavenly sovereign" of the early ages was the hereditary chief of one Uji only,—which Uji, being the most powerful of all, exercised influence over many of the others. The authority of the "heavenly sovereign" did not extend over the country. But though not even a king,—outside of his own large group of patriarchal families,—he enjoyed three immense prerogatives. The first was the right of representing the different Uji before the common ancestral deity,—which implies the privileges and powers of a high priest. The second was the right of representing the different Uji in foreign relations: that is to say, he could make peace or declare war in the name of all the clans, and therefore exercised the supreme military authority. His third prerogative included the right to settle disputes between clans; the right to nominate a clan-patriarch, in case that the line of direct succession to the chieftainship of any Uji came to an end; the right to establish new Uji; and the right to abolish an Uji guilty of so acting as to endanger the welfare of the rest. He was, therefore, Supreme Pontiff, Supreme Military Commander, [238] Supreme Arbitrator, and Supreme Magistrate. But he was not yet supreme king: his powers were exercised only by consent of the clans. Later he was to become the Great Khan in very fact, and even much more,—the Priest-Ruler, the God-King, the Deity-Incarnate. But with the growth of his dominion, it became more and more difficult for him to exercise all the functions originally combined in his authority; and, as a consequence of deputing those functions, his temporal sway was doomed to decline, even while his religious power continued to augment.

The earliest Japanese society was not, therefore, even a feudalism in the meaning which we commonly attach to that word: it was a union of clans at first combined for defence and offence,—each clan having a religion of its own. Gradually one clan-group, by power of wealth and numbers, obtained such domination that it was able to impose its cult upon all the rest, and to make its hereditary chief Supreme High Pontiff. The worship of the Sun-goddess so became a race-cult; but this worship did not diminish the relative importance of the other clan-cults,—it only furnished them with a common tradition. Eventually a nation formed; but the clan remained the real unit of society; and not until the present era of Meiji was its disintegration effected—at least in so far as legislation could accomplish. [239] We may call that period during which the clans became really united under one head, and the national cult was established, the First Period of Japanese Social Evolution. However, the social organism did not develop to the limit of its type until the era of the Tokugawa shoguns,—so that, in order to study it as a completed structure, we must turn to modern times. Yet it had taken on the vague outline of its destined form as early as the reign of the Emperor Temmu, whose accession is generally dated 673 A.D. During that reign Buddhism appears to have become a powerful influence at court; for the Emperor practically imposed a vegetarian diet upon the people—proof positive of supreme power in fact as well as in theory. Even before this time society had been arranged into ranks and grades,—each of the upper grades being distinguished by the form and quality of the official head-dresses worn; but the Emperor Temmu established many new grades, and reorganized the whole administration, after the Chinese manner, in one hundred and eight departments. Japanese society then assumed, as to its upper ranks, nearly all the hierarchical forms which it presented down to the era of the Tokugawa shoguns, who consolidated the system without seriously changing its fundamental structure. We may say that from the close of the First Period of its social evolution, the nation remained practically separated into two classes: the [240] governing class, including all orders of the nobility and military; and the producing class, comprising all the rest. The chief event of the Second Period of the social evolution was the rise of the military power, which left the imperial religious authority intact, but usurped all the administrative functions (this subject will be considered in a later chapter). The society eventually crystallized by this military power was a very complex structure—outwardly resembling a huge feudalism, as we understand the term, but intrinsically different from any European feudalism that ever existed. The difference lay especially in the religious organization of the Japanese communities, each of which, retaining its particular cult and patriarchal administration, remained essentially separate from every other. The national cult was a bond of tradition, not of cohesion: there was no religious unity. Buddhism, though widely accepted, brought no real change into this order of things; for, whatever Buddhist creed a commune might profess, the real social bond remained the bond of the Ujigami. So that, even as fully developed under the Tokugawa rule, Japanese society was still but a great aggregate of clans and subclans, kept together by military coercion.

At the head of this vast aggregate was the Heavenly Sovereign, the Living God of the race,—Priest-Emperor and Pontiff Supreme, —representing the oldest dynasty in the world. [241] Next to him stood the Kuge, or ancient nobility,—descendants of emperors and of gods. There were, in the time of the Tokugawa, 155 families of this high nobility. One of these, the Nakatomi, held, and still holds, the highest hereditary priesthood: the Nakatomi were, under the Emperor, the chiefs of the ancestral cult. All the great clans of early Japanese history—such as the Fujiwara, the Taira, the Minamoto—were Kuge; and most of the great regents and shoguns of later history were either Kuge or descendants of Kuge.

Next to the Kuge ranked the Buke, or military class,—also called Monofufu, Wasarau, or Samurahi (according to the ancient writing of these names),—with an extensive hierarchy of its own. But the difference, in most cases, between the lords and the warriors of the Buke was a difference of rank based upon income and title: all alike were samurai, and nearly all were of Kobetsu or Shinbetsu descent. In early times the head of the military class was appointed by the Emperor, only as a temporary commander-in-chief: afterwards, these commanders-in-chief, by usurpation of power, made their office hereditary, and became veritable imperatores, in the Roman sense. Their title of shogun is well known to Western readers. The shogun ruled over between two and three hundred lords of provinces or districts, whose powers and privileges varied according to income and grade. Under the Tokugawa [242] shogunate there were 292 of these lords, or daimyo. Before that time each lord exercised supreme rule over his own domain; and it is not surprising that the Jesuit missionaries, as well as the early Dutch and English traders should have called the daimyo "kings." The despotism of the daimyo was first checked by the founders of the Tokugawa dynasty, Iyeyasu, who so restricted their powers that they became, with some exceptions, liable to lose their estates if proved guilty of oppression and cruelty. He ranked them all in four great classes: (1) Sanke, or Go-Sanke, the "Three Exalted Families" (those from whom a successor to the shogunate might be chosen, in case of need); (2) Kokushu, "Lords of Provinces"; (3) Tozama, "Outside-Lords"; (4) Fudai, "Successful Families": a name given to those families promoted to lordship or otherwise rewarded for fealty to Iyeyasu. Of the Sanke, there were three clans, or families: of the Kokushu, eighteen; of the Tozama, eighty-six; and of the Fudai, one hundred and seventy-six. The income of the least of these daimyo was 10,000 koku of rice (we may say about 10,000 pounds, though the value of the koku differed greatly at different periods); and the income of the greatest, the Lord of Kaga, was estimated at 1,027,000 koku.

The great daimyo had their greater and lesser vassals; and each of these, again, had his force of trained samurai, or fighting gentry. There was [243] also a particular class of soldier-farmers, called goshi, some of whom possessed privileges and powers exceeding those of the lesser daimyo. These goshi, who were independent landowners, for the most part, formed a kind of yeomanry; but there were many points of difference between the social position of the goshi and that of the English yeomen.

Besides reorganizing the military class, Iyeyasu created several new subclasses. The more important of these were the hatamoto and the gokenin. The hatamoto, whose appellation signifies "banner-supporters," numbered about 2000, and the gokenin about 5000. These two bodies of samurai formed the special military force of the shogun; the hatamoto being greater vassals, with large incomes; and the gokenin lesser vassals, with small incomes, who ranked above other common samurai only because of being directly attached to the shogun's service.... The total number of samurai of all grades was about 2,000,000. They were exempted from taxation, and privileged to wear two swords.

Such, in brief outline, was the general ordination of those noble and military classes by whom the nation was ruled with great severity. The bulk of the common people were divided into three classes (we might even say castes, but for Indian ideas long associated with the term): Farmers, Artizans, and Merchants.

[244] Of these three classes, the farmers (hyakusho) were the highest; ranking immediately after the samurai. Indeed, it is hard to draw a line between the samurai class and the farming-class,—because many samurai were farmers also, and because some farmers held a rank considerably above that of ordinary samurai. Perhaps we should limit the term hyakusho (farmers, or peasantry) to those tillers of the soil who lived only by agriculture, and were neither of Kobetsu nor Shinbetsu descent.... At all events, the occupation of the peasant was considered honourable: a farmer's daughter might become a servant in the imperial household itself—though she could occupy only an humble position in the service. Certain farmers were privileged to wear swords. It appears that in the early ages of Japanese society there was no distinction between farmers and warriors: all able-bodied farmers were then trained fighting-men, ready for war at any moment,—a condition paralleled in old Scandinavian society. After a special military class had been evolved, the distinction between farmer and samurai still remained vague in certain parts of the country. In Satsuma and in Tosa, for example, the samurai continued to farm down to the present era: the best of the Kyushu samurai were nearly all farmers; and their superior stature and strength were commonly attributed to their rustic occupations. In other parts of the country, as in Izumo, farming was forbidden to samurai: [245] they were not even allowed to hold rice-land, though they might own forest-land. But in various provinces they were permitted to farm, even while strictly forbidden to follow any other occupation,—any trade or craft.... At no time did any degradation attach to the pursuit of agriculture. Some of the early emperors took a personal interest in farming; and in the grounds of the Imperial Palace at Akasaka may even now be seen a little rice-field. By religious tradition, immemorially old, the first sheaf of rice grown within the imperial grounds should be reaped and offered by the imperial hand to the divine ancestors as a harvest offering, on the occasion of the Ninth Festival,—Shin-Sho-Sai.*

[*At this festival the first new silk of the year, as well as the first of the new rice-crop, is still offered to the Sun-goddess by the Emperor in person.]

Below the peasantry ranked the artizan-class (Shokunin), including smiths, carpenters, weavers, potters,—all crafts, in short. Highest among these were reckoned, as we might expect, the sword-smiths. Sword-smiths not infrequently rose to dignities far beyond their class: some had conferred upon them the high title of Kami, written with the same character used in the title of a daimyo, who was usually termed the Kami of his province or district. Naturally they enjoyed the patronage of the highest,—emperors and Kuge. The Emperor Go-Toba is known to have worked at sword-making in a smithy [246] of his own. Religious rites were practised during the forging of a blade down to modern times....

All the principal crafts had guilds; and, as a general rule, trades were hereditary. There are good historical grounds for supposing that the ancestors of the Shokunin were mostly Koreans and Chinese.

The commercial class (Akindo), including bankers, merchants, shopkeepers, and traders of all kinds, was the lowest officially recognized. The business of money-making was held in contempt by the superior classes; and all methods of profiting by the purchase and re-sale of the produce of labour were regarded as dishonourable. A military aristocracy would naturally look down upon the trading-classes; and there is generally, in militant societies, small respect for the common forms of labour. But in Old Japan the occupations of the farmer and the artizan were not despised: trade alone appears to have been considered degrading,—and the discrimination may have been partly a moral one. The relegation of the mercantile class to the lowest place in the social scale must have produced some curious results. However rich, for example, a rice-dealer might be, he ranked below the carpenters or potters or boat-builders whom he might employ,—unless it happened that his family originally belonged to another class. In later times [247] the Akindo included many persons of other than Akindo descent; and the class thus virtually retrieved itself.

Of the four great classes of the nation—Samurai, Farmers, Artizans, and Merchants (the Shi-No-Ko-Sho, as they were briefly called, after the initial characters of the Chinese terms used to designate them)—the last three were counted together under the general appellation of Heimin, "common folk." ll heimin were subject to the samurai; any samurai being privileged to kill the heimin showing him disrespect. But the heimin were actually the nation: they alone created the wealth of the country, produced the revenues, paid the taxes, supported the nobility and military and clergy. As for the clergy, the Buddhist (like the Shinto) priests, though forming a class apart, ranked with the samurai, not with the heimin.

Outside of the three classes of commoners, and hopelessly below the lowest of them, large classes of persons existed who were not reckoned as Japanese, and scarcely accounted human beings. Officially they were mentioned generically as chori, and were counted with the peculiar numerals used in counting animals: ippiki, nihiki, sambiki, etc. Even to-day they are commonly referred to, not as persons (hito), but as "things" (mono). To English readers (chiefly through Mr. Mitford's yet unrivalled Tales of Old [248] Japan) they are known as Eta; but their appellations varied according to their callings. They were pariah-people: Japanese writers have denied, upon apparently good grounds, that the chori belong to the Japanese race. Various tribes of these outcasts followed occupations in the monopoly of which they were legally confirmed: they were well-diggers, garden-sweepers, straw-workers, sandal-makers, according to local privileges. One class was employed officially in the capacity of torturers and executioners; another was employed as night-watchmen; a third as grave-makers. But most of the Eta followed the business of tanners and leather-dressers. They alone had the right to slaughter and flay animals, to prepare various kinds of leather, and to manufacture leather sandals, stirrup-straps, and drumheads,—the making of drumheads being a lucrative occupation in a country where drums were used in a hundred thousand temples. The Eta had their own laws, and their own chiefs, who exercised powers of life and death. They lived always in the suburbs or immediate neighbourhood of towns, but only in separate settlements of their own. They could enter the town to sell their wares, or to make purchases; but they could not enter any shop, except the shop of a dealer in footgear.* [*This is still the rule in certain parts of the country.] As professional singers they were tolerated; but they were forbidden to enter any house—so they could perform their music or sing [249] their songs only in the street, or in a garden. Any occupations other than their hereditary callings were strictly forbidden to them. Between the lowest of the commercial classes and the Eta, the barrier was impassable as any created by caste-tradition in India; and never was Ghetto more separated from the rest of a European city by walls and gates, than an Eta settlement from the rest of a Japanese town by social prejudice. No Japanese would dream of entering an Eta settlement unless obliged to do so in some official capacity.... At the pretty little seaport of Mionoseki, I saw an Eta settlement, forming one termination of the crescent of streets extending round the bay. Mionoseki is certainly one of the most ancient towns in Japan; and the Eta village attached to it must be very old. Even to-day, no Japanese habitant of Mionoseki would think of walking through that settlement, though its streets are continuations of the other streets: children never pass the unmarked boundary; and the very dogs will not cross the prejudice-line. For all that the settlement is clean, well built,—with gardens, baths, and temples of its own. It looks like any well-kept Japanese village. But for perhaps a thousand years there has been no fellowship between the people of those contiguous communities.... Nobody can now tell the history of these outcast folk: the cause of their social excommunication has long been forgotten.

[250] Besides the Eta proper, there were pariahs called hinin,—a name signifying "not-human-beings." Under this appellation were included professional mendicants, wandering minstrels, actors, certain classes of prostitutes, and persons outlawed by society. The hinin had their own chiefs, and their own laws. Any person expelled from a Japanese community might join the hinin; but that signified good-by to the rest of humanity. The Government was too shrewd to persecute the hinin. Their gipsy-existence saved a world of trouble. It was unnecessary to keep petty offenders in jail, or to provide for people incapable of earning an honest living, so long as these could be driven into the hinin class. There the incorrigible, the vagrant, the beggar, would be kept under discipline of a sort, and would practically disappear from official cognizance. The killing of a hinin was not considered murder, and was punished only by a fine.

The reader should now be able to form an approximately correct idea of the character of the old Japanese society. But the ordination of that society was much more complex than I have been able to indicate,—so complex that volumes would be required to treat the subject in detail. Once fully evolved, what we may still call Feudal Japan, for want of a better name, presented most of the features of a doubly-compound society of the militant type, with [251] certain marked approaches toward the trebly-compound type. A striking peculiarity, of course, is the absence of a true ecclesiastical hierarchy,—due to the fact that Government never became dissociated from religion. There was at one time a tendency on the part of Buddhism to establish a religious hierarchy independent of central authority; but there were two fatal obstacles in the way of such a development. The first was the condition of Buddhism itself,—divided into a number of sects, some bitterly opposed to others. The second obstacle was the implacable hostility of the military clans, jealous of any religious power capable of interfering, either directly or indirectly, with their policy. So soon as the foreign religion began to prove itself formidable in the world of action, ruthless measures were decided; and the frightful massacres of priests by Nobunaga, in the sixteenth century, ended the political aspirations of Buddhism in Japan.

Otherwise the regimentation of society resembled that of all antique civilizations of the militant type,—all action being both positively and negatively regulated. The household ruled the person; the five-family group; the household; the community, the group; the lord of the soil, the community; the Shogun, the lord. Over the whole body of the producing classes, two million samurai had power of life and death; over these samurai the daimyo held a like power; and the daimyo were subject to the Shogun. [252] Nominally the Shogun was subject to the Emperor, but not in fact: military usurpation disturbed and shifted the natural order of the higher responsibility. However, from the nobility downwards, the regulative discipline was much reinforced by this change in government. Among the producing classes there were countless combinations—guilds of all sorts; but these were only despotisms within despotisms—despotisms of the communistic order; each member being governed by the will of the rest; and enterprise, whether commercial or industrial, being impossible outside of some corporation.... We have already seen that the individual was bound to the commune—could not leave it without a permit, could not marry out of it. We have seen also that the stranger was a stranger in the old Greek and Roman sense,—that is to say an enemy, a hostis,—and could enter another community only by being religiously adopted into it. As regards exclusiveness, therefore, the social conditions were like those of the early European communities; but the militant conditions resembled rather those of the great Asiatic empires.

Of course such a society had nothing in common with any modern form of Occidental civilization. It was a huge mass of clan-groups, loosely united under a duarchy, in which the military head was omnipotent, and the religious head only an object of [253] worship,—the living symbol of a cult. However this organization might outwardly resemble what we are accustomed to call feudalism, its structure was rather like that of ancient Egyptian or Peruvian society,—minus the priestly hierarchy. The supreme figure is not an Emperor in our meaning of the word,—not a king of kings and viceregent of heaven,—but a God incarnate, a race-divinity, an Inca descended from the Sun. About his sacred person, we see the tribes ranged in obeisance,—each tribe, nevertheless, maintaining its own ancestral cult; and the clans forming these tribes, and the communities forming these clans, and the households forming these communities, have all their separate cults; and out of the mass of these cults have been derived the customs and the laws. Yet everywhere the customs and the laws differ more or less, because of the variety of their origins: they have this only in common,—that they exact the most humble and implicit obedience, and regulate every detail of private and public life. Personality is wholly suppressed by coercion; and the coercion is chiefly from within, not from without,—the life of every individual being so ordered by the will of the rest as to render free action, free speaking, or free thinking, out of the question. This means something incomparably harsher than the socialistic tyranny of early Greek society: it means religious communism doubled with a military despotism of [254] the most terrible kind. The individual did not legally exist,—except for punishment; and from the whole of the producing-classes, whether serfs or freemen, the most servile submission was ruthlessly exacted.

It is difficult to believe that any intelligent man of modern times could endure such conditions and live (except under the protection of some powerful ruler, as in the case of the English pilot Will Adams, created a samurai by Iyeyasu): the incessant and multiform constraint upon mental and moral life would of itself be enough to kill.... Those who write to-day about the extraordinary capacity of the Japanese for organization, and about the "democratic spirit" of the people as natural proof of their fitness for representative government in the Western sense, mistake appearances for realities. The truth is that the extraordinary capacity of the Japanese for communal organization, is the strongest possible evidence of their unfitness for any modern democratic form of government. Superficially the difference between Japanese social organization, and local self-government in the modern American, or the English colonial meaning of the term, appears slight; and we may justly admire the perfect self-discipline of a Japanese community. But the real difference between the two is fundamental, prodigious,—measurable only by thousands of years. It is the difference between compulsory and free [255] cooperation,—the difference between the most despotic form of communism, founded upon the most ancient form of religion, and the most highly evolved form of industrial union, with unlimited individual right of competition.

There exists a popular error to the effect that what we call communism and socialism in Western civilization are modern growths, representing aspiration toward some perfect form of democracy. As a matter of fact these movements represent reversion,—reversion toward the primitive conditions of human society. Under every form of ancient despotism we find exactly the same capacity of self-government among the people: it was manifested by the old Egyptians and Peruvians as well as by the early Greeks and Romans; it is exhibited to-day by Hindoo and Chinese communities; it may be studied in Siamese or Annamese villages quite as well as in Japan. It means a religious communistic despotism,—a supreme social tyranny suppressing personality, forbidding enterprise, and making competition a public offence. Such self-government also has its advantages: it was perfectly adapted to the requirements of Japanese life so long as the nation could remain isolated from the rest of the world. Yet it must be obvious that any society whose ethical traditions forbid the individual to profit at the cost of his fellow-men will be placed at an enormous disadvantage when forced into the [256] industrial struggle for existence against communities whose self-government permits of the greatest possible personal freedom, and the widest range of competitive enterprise.

We might suppose that perpetual and universal coercion, moral and physical, would have brought about a state of universal sameness,—a dismal uniformity and monotony in all life's manifestations. But such monotony existed only as to the life of the commune, not as to that of the race. The most wonderful variety characterized this quaint civilization, as it also characterized the old Greek civilization, and for precisely the same reasons. In every patriarchal civilization ruled by ancestor-worship, all tendency to absolute sameness, to general uniformity, is prevented by the character of the aggregate itself, which never becomes homogeneous and plastic. Every unit of that aggregate, each one of the multitude of petty despotisms composing it, most jealously guards its own particular traditions and customs, and remains self-sufficing. Hence results, sooner or later, incomparable variety of detail, small detail, artistic, industrial, architectural, mechanical. In Japan such differentiation and specialization was thus maintained, that you will hardly find in the whole country even two villages where the customs, industries, and methods of production are exactly the same.... The customs [257] of the fishing-villages will, perhaps, best illustrate what I mean. In every coast district the various fishing-settlements have their own traditional ways of constructing nets and boats, and their own particular methods of handling them. Now, in the time of the great tidal-wave of 1896, when thirty thousand people perished, and scores of coast-villages were wrecked, large sums of money were collected in Kobe and elsewhere for the benefit of the survivors; and well-meaning foreigners attempted to supply the want of boats and fishing implements by purchasing quantities of locally made nets and boats, and sending them to the afflicted districts. But it was found that these presents were of no use to the men of the northern provinces, who had been accustomed to boats and nets of a totally different kind; and it was further discovered that every fishing-hamlet had special requirements of its own in this regard.... Now the differentiations of habit and custom, thus exhibited in the life of the fishing-communities, is paralleled in many crafts and callings. The way of building houses, and of roofing them, differs in almost every province, also the methods of agriculture and of horticulture, the manner of making wells, the methods of weaving and lacquering and pottery-making and tile-baking. Nearly every town and village of importance boasts of some special production, bearing the name of the place, and unlike anything made elsewhere.... [258] No doubt the ancestral cults helped to conserve and to develop such local specialization of industries: the craft-ancestors, the patron-gods of the guild, were supposed to desire that the work of their descendants and worshippers should maintain a particular character of its own. Though individual enterprise was checked by communal regulation, the specialization of local production was encouraged by difference of cults. Family-conservatism or guild-conservatism would tolerate small improvements or modifications suggested by local experience, but would be wary, perhaps superstitious likewise, about accepting the results of strange experience.

Still, for the Japanese themselves, not the least pleasure of travel in Japan is the pleasure of studying the curious variety in local production,—the pleasure of finding the novel, the unexpected, the unimagined. Even those arts or industries of Old Japan, primarily borrowed from Korea or from China, appear to have developed and conserved innumerable queer forms under the influence of the numberless local cults.



[259]

THE RISE OF THE MILITARY POWER

Almost the whole of authentic Japanese history is comprised in one vast episode: the rise and fall of the military power.... It has been customary to speak of Japanese history as beginning with the accession of Jimmu Tenno, alleged to have reigned from 660 to 585 B.C., and to have lived for one hundred and twenty-seven years. Before the time of the Emperor Jimmu was the Age of the Gods,—the period of mythology. But trustworthy history does not begin for a thousand years after the accession of Jimmu Tenno; and the chronicles of those thousand years must be regarded as little better than fairy-tales. They contain records of fact; but fact and myth are so interwoven that it is difficult to distinguish the one from the other. We have legends, for example, of an alleged conquest of Korea in the year 202 A.D., by the Empress Jingo; and it has been tolerably well proved that no such conquest took place.* [*See Aston's paper, Early Japanese History, in the translations of the Asiatic Society of Japan.] The later records are somewhat less mythical than the earlier. We have traditions apparently founded on [260] fact, of Korean immigration in the time of the fifteenth ruler, the Emperor Ojin; then later traditions, also founded on fact, of early Chinese studies in Japan; then some vague accounts of a disturbed state of society, which appears to have continued through the whole of the fifth century. Buddhism was introduced in the middle of the century following; and we have record of the fierce opposition offered to the new creed by a Shinto faction, and of a miraculous victory won by the help of the Four Deva Kings, at the prayer of Shotoku Taishi,—the great founder of Buddhism, and regent of the Empress Suiko. With the firm establishment of Buddhism in the reign of that Empress (593-628 A.D.), we reach the period of authentic history, and of the thirty-third Japanese sovereign counting from Jimmu Tenno.

But although everything prior to the seventh century remains obscured for us by the mists of fable, much can be inferred, even from the half-mythical records, concerning social conditions during the reigns of the first thirty-three Emperors and Empresses. It appears that the early Mikado lived very simply—scarcely better, indeed, than their subjects. The Shinto scholar Mabuchi tells us that they dwelt in huts with mud walls and roofs of shingle; that they wore hempen clothes; that they carried their swords in simple wooden scabbards, bound round with the tendrils of a wild [261] vine; that they walked about freely among the people; that they carried their own bows and arrows when they went to hunt. But as society developed wealth and power, this early simplicity disappeared, and the gradual introduction of Chinese customs and etiquette effected great changes. The Empress Suiko introduced Chinese court-ceremonies, and first established among the nobility the Chinese grades of rank. Chinese luxury, as well as Chinese learning, soon made its appearance at court; and thereafter the imperial authority appears to have been less and less directly exerted. The new ceremonialism must have rendered the personal exercise of the multiform imperial functions more difficult than before; and it is probable that the temptation to act more or less by deputy would have been strong even in the case of an energetic ruler. At all events we find that the real administration of government began about this time to pass into the hands of deputies,—all of whom were members of the great Kuge clan of the Fujiwara.

This clan, which included the highest hereditary priesthood, represented a majority of the ancient nobility, claiming divine descent. Ninety-five out of the total one hundred and fifty-five families of Kuge belonged to it,—including the five families, Go-Sekke, from which alone the Emperor was by tradition allowed to choose his Empress. Its historic name dates only from the reign of the Emperor [262] Kwammu (782-806 A.D.), who bestowed it as an honour upon Nakatomi no Kamatari; but the clan had long previously held the highest positions at Court. By the close of the seventh century most of the executive power had passed into its hands. Later the office of Kwambaku, or Regent, was established, and remained hereditary in the house down to modern times—ages after all real power had been taken from the descendants of Nakatomi no Kamatari. But during almost five centuries the Fujiwara remained the veritable regents of the country, and took every possible advantage of their position. All the civil offices were in the hands of Fujiwara men; all the wives and favourites of the Emperors were Fujiwara women. The whole power of government was thus kept in the hands of the clan; and the political authority of the Emperor ceased to exist. Moreover the succession was regulated entirely by the Fujiwara; and even the duration of each reign was made to depend upon their policy. It was deemed advisable to compel Emperors to abdicate at an early age, and after abdicating to become Buddhist monks,—the successor chosen being often a mere child. There is record of an Emperor ascending the throne at the age of two, and abdicating at the age of four; another Mikado was appointed at the age of five; several at the age of ten. Yet the religious dignity of the throne remained undiminished, or, rather, continued [263] to grow. The more the Mikado was withdrawn from public view by policy and by ceremonial, the more did his seclusion and inaccessibility serve to deepen the awe of the divine legend. Like the Lama of Thibet the living deity was made invisible to the multitude; and gradually the belief arose that to look upon his face was death.... It is said that the Fujiwara were not satisfied even with these despotic means of assuring their own domination, and that luxurious forms of corruption were maintained within the palace for the purpose of weakening the character of young emperors who might otherwise have found the energy to assert the ancient rights of the throne.

Perhaps this usurpation—which prepared the way for the rise of the military power—has never been rightly interpreted. The history of all the patriarchal societies of ancient Europe will be found to illustrate the same phase of social evolution. At a certain period in the development of each we find the same thing happening,—the withdrawal of all political authority from the Priest-King, who is suffered, nevertheless, to retain the religious dignity. It may be a mistake to judge the policy of the Fujiwara as a policy of mere ambition and usurpation. The Fujiwara were a religious aristocracy, claiming divine origin,—clan-chiefs of a society in which religion and government were identical, and holding to that society much the same relation as that of the [264] Eupatridae to the ancient Attic society. The Mikado had originally become supreme magistrate, military commander, and religious head by consent of a majority of the clan-chiefs,—each of whom represented to his own following what the "Heavenly Sovereign" represented to the social aggregate. But as the power of the ruler extended with the growth of the nation, those who had formerly united to maintain that power began to find it dangerous. They decided to deprive the Heavenly Sovereign of all political and legal authority, without disturbing in any way his religious supremacy. At Athens, at Sparta, at Rome, and elsewhere in ancient Europe, the same policy was carried out, for the same reasons, by religious senates. The history of the early kings of Rome, as interpreted by M. de Coulanges, best illustrates the nature of the antagonism developed between the priest-ruler and the religious aristocracy; but the same thing took place in all the Greek communities, with about the same result. Everywhere political power was taken away from the early kings; but they were mostly left in possession of their religious dignities and privileges: they remained supreme priests after having ceased to be rulers. This was the case also in Japan; and I imagine that future Japanese historians will be able to give us an entirely new interpretation of the Fujiwara episode, as reviewed in the light of modern sociology. At all events, there can be little doubt [265] that, in curtailing the powers of the Heavenly Sovereign, the religious aristocracy must have been actuated by conservative precaution as well as by ambition. There had been various Emperors who made changes in the laws and customs—changes which could scarcely have been viewed with favour by many of the ancient nobility; there had been an Emperor whose diversions can to-day be written of only in Latin; there had even been an Emperor—Kotoku—who, though "God Incarnate," and chief of the ancient faith, "despised the Way of the Gods," and cut down the holy grove of the shrine of Iku-kuni-dama. Kotoku, for all his Buddhist piety (perhaps, indeed, because of it), was one of the wisest and best of rulers; but the example of a heavenly sovereign "despising the Way of the Gods," must have given the priestly clan matter for serious reflection.... Besides, there is another important fact to be noticed. The Imperial household proper had become, in the course of centuries, entirely detached from the Uji; and the omnipotence of this unit, independent of all other units, constituted in itself a grave danger to aristocratic privileges and established institutions. Too much might depend upon the personal character and will of an omnipotent God-King, capable of breaking with all clan-custom, and of abrogating clan-privileges. On the other hand, there was safety for all alike under the patriarchal rule of the clan, which [266] could cheek every tendency on the part of any of its members to exert predominant influence at the expense of the rest. But for obvious reasons the Imperial cult—traditional source of all authority and privilege—could not be touched: it was only by maintaining and reinforcing it that the religious nobility could expect to keep the real power in their hands. They actually kept it for nearly five centuries.

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